0001398344-15-005228.txt : 20150813
0001398344-15-005228.hdr.sgml : 20150813
20150813100357
ACCESSION NUMBER: 0001398344-15-005228
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
EFFECTIVENESS DATE: 20150813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUST & FIDUCIARY MANAGEMENT SERVICES INC
CENTRAL INDEX KEY: 0001141800
IRS NUMBER: 043522132
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06643
FILM NUMBER: 151049099
BUSINESS ADDRESS:
STREET 1: 50 FEDERAL STREET, 6TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-896-3689
MAIL ADDRESS:
STREET 1: 50 FEDERAL STREET, 6TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001141800
XXXXXXXX
06-30-2015
06-30-2015
false
TRUST & FIDUCIARY MANAGEMENT SERVICES INC
50 Federal Street, 6th Floor
Boston
MA
02110
13F HOLDINGS REPORT
028-06643
N
James L. Copell
Chief Compliance Officer
617-896-3689
/s/ James L. Copell
Boston
MA
08-12-2015
1
84
207637
1
0001599368
028-15743
Innovator Management LLC
INFORMATION TABLE
2
fp0015538_13fhr-table.xml
13F INFORMATION TABLE
AMERICAN CAP MTG INVT CORP
COM
02504A104
3030
189493
SH
SOLE
144530
0
44963
AMERICAN CAP MTG INVT CORP
COM
02504A104
1244
77800
SH
DFND
1
0
0
77800
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
3068
377438
SH
SOLE
291035
0
86403
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
1302
160125
SH
DFND
1
0
0
160125
APOLLO COML REAL EST FIN INC
COM
03762U105
6425
391061
SH
SOLE
292290
0
98771
APOLLO COML REAL EST FIN INC
COM
03762U105
2632
160225
SH
DFND
1
0
0
160225
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
3369
152044
SH
SOLE
113915
0
38129
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
1346
60775
SH
DFND
1
0
0
60775
ARES CAP CORP
COM
04010L103
6973
423661
SH
SOLE
319945
0
103716
ARES CAP CORP
COM
04010L103
2939
178575
SH
DFND
1
0
0
178575
AVENUE INCOME CR STRATEGIES
COM
05358E106
1720
121056
SH
SOLE
91835
0
29221
AVENUE INCOME CR STRATEGIES
COM
05358E106
624
43925
SH
DFND
1
0
0
43925
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
2387
221211
SH
SOLE
168580
0
52631
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
1033
95725
SH
DFND
1
0
0
95725
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
2470
40022
SH
SOLE
30550
0
9472
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
1052
17050
SH
DFND
1
0
0
17050
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
6878
270137
SH
SOLE
203215
0
66922
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
2518
98900
SH
DFND
1
0
0
98900
CAPSTEAD MTG CORP
COM NO PAR
14067E506
2890
260392
SH
SOLE
194150
0
66242
CAPSTEAD MTG CORP
COM NO PAR
14067E506
1207
108775
SH
DFND
1
0
0
108775
CVR PARTNERS LP
COM
126633106
2669
211297
SH
SOLE
155010
0
56287
CVR PARTNERS LP
COM
126633106
1119
88600
SH
DFND
1
0
0
88600
CVR REFNG LP
COMUNIT REP LT
12663P107
3049
166600
SH
SOLE
121640
0
44960
CVR REFNG LP
COMUNIT REP LT
12663P107
1212
66250
SH
DFND
1
0
0
66250
EPR PPTYS
COM SH BEN INT
26884U109
3042
55533
SH
SOLE
42770
0
12763
EPR PPTYS
COM SH BEN INT
26884U109
1189
21700
SH
DFND
1
0
0
21700
FIFTH STREET FINANCE CORP
COM
31678A103
2050
313053
SH
SOLE
225570
0
87483
FIFTH STREET FINANCE CORP
COM
31678A103
825
126025
SH
DFND
1
0
0
126025
FIRST TR INTER DUR PFD & IN
COM
33718W103
1597
74142
SH
SOLE
57295
0
16847
FIRST TR INTER DUR PFD & IN
COM
33718W103
633
29390
SH
DFND
1
0
0
29390
FRONTIER COMMUNICATIONS CORP
COM
35906A108
2019
408023
SH
SOLE
306110
0
101913
FRONTIER COMMUNICATIONS CORP
COM
35906A108
793
160225
SH
DFND
1
0
0
160225
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
6041
209626
SH
SOLE
160100
0
49526
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
2310
80150
SH
DFND
1
0
0
80150
INVESCO DYNAMIC CR OPP FD
COM
46132R104
1614
139098
SH
SOLE
107105
0
31993
INVESCO DYNAMIC CR OPP FD
COM
46132R104
695
59900
SH
DFND
1
0
0
59900
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
2843
198476
SH
SOLE
152200
0
46276
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1221
85250
SH
DFND
1
0
0
85250
KKR & CO L P DEL
COM UNITS
48248M102
7138
312404
SH
SOLE
244650
0
67754
KKR & CO L P DEL
COM UNITS
48248M102
3125
136750
SH
DFND
1
0
0
136750
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
6010
194136
SH
SOLE
145915
0
48221
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
2336
75450
SH
DFND
1
0
0
75450
MEDLEY CAP CORP
COM
58503F106
1560
174986
SH
SOLE
135285
0
39701
MEDLEY CAP CORP
COM
58503F106
626
70300
SH
DFND
1
0
0
70300
MEMORIAL PRODTN PARTNERS LP
COM U REP LTD
586048100
2904
195544
SH
SOLE
146395
0
49149
MEMORIAL PRODTN PARTNERS LP
COM U REP LTD
586048100
1197
80600
SH
DFND
1
0
0
80600
NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
3036
283811
SH
SOLE
210915
0
72896
NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
1262
117975
SH
DFND
1
0
0
117975
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
4250
278916
SH
SOLE
210095
0
68821
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
1781
116850
SH
DFND
1
0
0
116850
NEXPOINT CR STRATEGIES FD
COM
65340G106
2290
312415
SH
SOLE
240955
0
71460
NEXPOINT CR STRATEGIES FD
COM
65340G106
987
134700
SH
DFND
1
0
0
134700
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
3182
133869
SH
SOLE
97340
0
36529
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
1335
56150
SH
DFND
1
0
0
56150
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
6095
383277
SH
SOLE
290830
0
92447
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
2596
163300
SH
DFND
1
0
0
163300
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
3372
368197
SH
SOLE
282790
0
85407
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
1448
158100
SH
DFND
1
0
0
158100
PROSPECT CAPITAL CORPORATION
COM
74348T102
2929
397385
SH
SOLE
297705
0
99680
PROSPECT CAPITAL CORPORATION
COM
74348T102
1188
161225
SH
DFND
1
0
0
161225
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
2653
151130
SH
SOLE
116275
0
34855
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
1141
65000
SH
DFND
1
0
0
65000
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
7071
433247
SH
SOLE
331055
0
102192
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
2794
171200
SH
DFND
1
0
0
171200
STAG INDL INC
COM
85254J102
2960
147945
SH
SOLE
113415
0
34530
STAG INDL INC
COM
85254J102
1224
61175
SH
DFND
1
0
0
61175
STARWOOD PPTY TR INC
COM
85571B105
6640
307825
SH
SOLE
232740
0
75085
STARWOOD PPTY TR INC
COM
85571B105
2813
130400
SH
DFND
1
0
0
130400
STONE HBR EMERG MRKTS INC FD
COM
86164T107
1402
93225
SH
SOLE
64715
0
28510
STONE HBR EMERG MRKTS INC FD
COM
86164T107
544
36175
SH
DFND
1
0
0
36175
STONEMOR PARTNERS L P
COM UNITS
86183Q100
4486
148765
SH
SOLE
109245
0
39520
STONEMOR PARTNERS L P
COM UNITS
86183Q100
1878
62275
SH
DFND
1
0
0
62275
STUDENT TRANSN INC
COM
86388A108
1225
265130
SH
SOLE
203740
0
61390
STUDENT TRANSN INC
COM
86388A108
527
114025
SH
DFND
1
0
0
114025
TERRA NITROGEN CO L P
COM UNIT
881005201
5636
46541
SH
SOLE
35375
0
11166
TERRA NITROGEN CO L P
COM UNIT
881005201
1383
11425
SH
DFND
1
0
0
11425
VANGUARD NAT RES LLC
COM UNIT
92205F106
3266
218728
SH
SOLE
163260
0
55468
VANGUARD NAT RES LLC
COM UNIT
92205F106
1405
94075
SH
DFND
1
0
0
94075
WESTERN ASSET EMRG MKT INCM
COM
95766E103
1510
140753
SH
SOLE
107865
0
32888
WESTERN ASSET EMRG MKT INCM
COM
95766E103
647
60300
SH
DFND
1
0
0
60300
WESTERN ASSET GLB HI INCOME
COM
95766B109
2643
255591
SH
SOLE
196510
0
59081
WESTERN ASSET GLB HI INCOME
COM
95766B109
1137
109950
SH
DFND
1
0
0
109950
WHITESTONE REIT
COM
966084204
1384
106304
SH
SOLE
81485
0
24819
WHITESTONE REIT
COM
966084204
593
45550
SH
DFND
1
0
0
45550