0001398344-15-000820.txt : 20150210
0001398344-15-000820.hdr.sgml : 20150210
20150210170618
ACCESSION NUMBER: 0001398344-15-000820
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150210
DATE AS OF CHANGE: 20150210
EFFECTIVENESS DATE: 20150210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUST & FIDUCIARY MANAGEMENT SERVICES INC
CENTRAL INDEX KEY: 0001141800
IRS NUMBER: 043522132
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06643
FILM NUMBER: 15594769
BUSINESS ADDRESS:
STREET 1: 50 FEDERAL STREET, 6TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-896-3689
MAIL ADDRESS:
STREET 1: 50 FEDERAL STREET, 6TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001141800
XXXXXXXX
12-31-2014
12-31-2014
false
TRUST & FIDUCIARY MANAGEMENT SERVICES INC
50 Federal Street, 6th Floor
Boston
MA
02110
13F HOLDINGS REPORT
028-06643
N
James L. Copell
Chief Compliance Officer
617-896-3689
/s/ James L. Copell
Boston
MA
02-09-2015
1
78
207200
1
0001599368
028-15743
Innovator Management LLC
INFORMATION TABLE
2
fp0013181_13fhr-table.xml
13F INFORMATION TABLE
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02504A104
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SOLE
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0
88449
AMERICAN CAP MTG INVT CORP
COM
02504A104
3565
189200
SH
DFND
1
0
0
189200
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
2602
287565
SH
SOLE
203385
0
84180
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
2037
225125
SH
DFND
1
0
0
225125
APOLLO COML REAL EST FIN INC
COM
03762U105
2696
164774
SH
SOLE
113100
0
51674
APOLLO COML REAL EST FIN INC
COM
03762U105
2013
123025
SH
DFND
1
0
0
123025
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
5402
229109
SH
SOLE
160400
0
68709
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
4032
170990
SH
DFND
1
0
0
170990
ARES CAP CORP
COM
04010L103
5269
337621
SH
SOLE
232340
0
105281
ARES CAP CORP
COM
04010L103
3931
251890
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DFND
1
0
0
251890
AVENUE INCOME CR STRATEGIES
COM
05358E106
1463
96856
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SOLE
67240
0
29616
AVENUE INCOME CR STRATEGIES
COM
05358E106
936
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DFND
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0
0
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COM
09255P107
2023
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SOLE
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0
53317
BLACKROCK CORPOR HI YLD FD I
COM
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1537
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DFND
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0
134835
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UNIT BEN INT
055630107
2222
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21815
0
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BP PRUDHOE BAY RTY TR
UNIT BEN INT
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1623
23990
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0
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UT LTD PARTNER
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UT LTD PARTNER
131476103
3189
142285
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1
0
0
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COM NO PAR
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2542
207032
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SOLE
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0
66062
CAPSTEAD MTG CORP
COM NO PAR
14067E506
1883
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CVR PARTNERS LP
COM
126633106
1670
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0
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CVR PARTNERS LP
COM
126633106
1217
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0
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CVR REFNG LP
COMUNIT REP LT
12663P107
3848
229032
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SOLE
157780
0
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CVR REFNG LP
COMUNIT REP LT
12663P107
2741
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DFND
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0
0
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EPR PPTYS
COM SH BEN INT
26884U109
4997
86709
SH
SOLE
57605
0
29104
EPR PPTYS
COM SH BEN INT
26884U109
3557
61715
SH
DFND
1
0
0
61715
FIFTH STREET FINANCE CORP
COM
31678A103
2016
251651
SH
SOLE
163550
0
88101
FIFTH STREET FINANCE CORP
COM
31678A103
1423
177600
SH
DFND
1
0
0
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FRONTIER COMMUNICATIONS CORP
COM
35906A108
5421
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SH
SOLE
548800
0
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FRONTIER COMMUNICATIONS CORP
COM
35906A108
4198
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SH
DFND
1
0
0
629385
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
4866
156967
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SOLE
106170
0
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HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
3495
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SH
DFND
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0
0
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INVESCO DYNAMIC CR OPP FD
COM
46132R104
1303
109923
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SOLE
77785
0
32138
INVESCO DYNAMIC CR OPP FD
COM
46132R104
1000
84390
SH
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0
0
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INVESCO MORTGAGE CAPITAL INC
COM
46131B100
2437
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SOLE
110530
0
47086
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1854
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DFND
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0
0
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INVESCO MUNI INCOME OPP TRST
COM
46132X101
531
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SOLE
0
0
76090
KKR & CO L P DEL
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48248M102
5689
245121
SH
SOLE
177574
0
67547
KKR & CO L P DEL
COM UNITS
48248M102
4473
192700
SH
DFND
1
0
0
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MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
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4120
153256
SH
SOLE
104750
0
48506
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
3093
115050
SH
DFND
1
0
0
115050
NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
2301
226262
SH
SOLE
153150
0
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NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
1691
166260
SH
DFND
1
0
0
166260
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
2830
221594
SH
SOLE
152535
0
69059
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
2102
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SH
DFND
1
0
0
164635
NEXPOINT CR STRATEGIES FD
COM
65340G106
2771
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SH
SOLE
175000
0
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NEXPOINT CR STRATEGIES FD
COM
65340G106
2132
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SH
DFND
1
0
0
189885
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
2446
110484
SH
SOLE
73105
0
37379
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
1756
79320
SH
DFND
1
0
0
79320
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
5393
306789
SH
SOLE
211380
0
95409
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
4030
229240
SH
DFND
1
0
0
229240
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
2783
291098
SH
SOLE
205340
0
85758
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
2131
222860
SH
DFND
1
0
0
222860
PROSPECT CAPITAL CORPORATION
COM
74348T102
4466
540712
SH
SOLE
370690
0
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PROSPECT CAPITAL CORPORATION
COM
74348T102
3326
402625
SH
DFND
1
0
0
402625
PUTNAM MANAGED MUN INCOM TR
COM
746823103
292
40270
SH
SOLE
0
0
40270
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
2652
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SH
SOLE
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0
35566
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
2025
91570
SH
DFND
1
0
0
91570
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
2204
156117
SH
SOLE
106215
0
49902
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
1626
115180
SH
DFND
1
0
0
115180
STARWOOD PPTY TR INC
COM
85571B105
5691
244873
SH
SOLE
169175
0
75698
STARWOOD PPTY TR INC
COM
85571B105
4262
183400
SH
DFND
1
0
0
183400
STONE HBR EMERG MRKTS INC FD
COM
86164T107
1180
76042
SH
SOLE
47050
0
28992
STONE HBR EMERG MRKTS INC FD
COM
86164T107
792
51000
SH
DFND
1
0
0
51000
STONEMOR PARTNERS L P
COM UNITS
86183Q100
3121
121093
SH
SOLE
80915
0
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STONEMOR PARTNERS L P
COM UNITS
86183Q100
2263
87800
SH
DFND
1
0
0
87800
STUDENT TRANSN INC
COM
86388A108
1307
209715
SH
SOLE
147930
0
61785
STUDENT TRANSN INC
COM
86388A108
1001
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SH
DFND
1
0
0
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TERRA NITROGEN CO L P
COM UNIT
881005201
1709
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SH
SOLE
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0
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TERRA NITROGEN CO L P
COM UNIT
881005201
1261
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SH
DFND
1
0
0
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VANGUARD NAT RES LLC
COM UNIT
92205F106
2670
177184
SH
SOLE
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0
56174
VANGUARD NAT RES LLC
COM UNIT
92205F106
1979
131320
SH
DFND
1
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0
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WESTERN ASSET EMRG MKT INCM
COM
95766E103
1221
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SH
SOLE
78345
0
33182
WESTERN ASSET EMRG MKT INCM
COM
95766E103
931
84980
SH
DFND
1
0
0
84980
WESTERN ASSET GLB HI INCOME
COM
95766B109
2242
201973
SH
SOLE
142690
0
59283
WESTERN ASSET GLB HI INCOME
COM
95766B109
1720
154925
SH
DFND
1
0
0
154925
WHITESTONE REIT
COM
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1272
84174
SH
SOLE
59180
0
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WHITESTONE REIT
COM
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SH
DFND
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0
64200