0001398344-14-003993.txt : 20140811 0001398344-14-003993.hdr.sgml : 20140811 20140808094811 ACCESSION NUMBER: 0001398344-14-003993 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140808 DATE AS OF CHANGE: 20140808 EFFECTIVENESS DATE: 20140808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUST & FIDUCIARY MANAGEMENT SERVICES INC CENTRAL INDEX KEY: 0001141800 IRS NUMBER: 043522132 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06643 FILM NUMBER: 141025847 BUSINESS ADDRESS: STREET 1: 50 FEDERAL STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-896-3689 MAIL ADDRESS: STREET 1: 50 FEDERAL STREET, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001141800 XXXXXXXX 06-30-2014 06-30-2014 false TRUST & FIDUCIARY MANAGEMENT SERVICES INC

50 Federal Street, 6th Floor Boston MA 02110

13F HOLDINGS REPORT 028-06643 N James L. Copell 617-896-3689 /s/ James L. Copell Boston MA 08-08-2014 1 78 215237 1 0001599368 028-15743 Innovator Management LLC INFORMATION TABLE 2 fp0011215_13fhr-table.xml 13F INFORMATION TABLE AMERICAN CAP MTG INVT CORP COM 02504A104 4385 219052 SH DFND 1 0 0 219052 AMERICAN CAP MTG INVT CORP COM 02504A104 3729 186244 SH SOLE 101119 0 85125 AMERICAN RLTY CAP PPTYS INC COM 02917T104 4684 373860 SH DFND 1 0 0 373860 AMERICAN RLTY CAP PPTYS INC COM 02917T104 3744 298835 SH SOLE 176770 0 122065 APOLLO COML REAL EST FIN INC COM 03762U105 2299 139399 SH DFND 1 0 0 139399 APOLLO COML REAL EST FIN INC COM 03762U105 1885 114340 SH SOLE 64361 0 49979 ARES CAP CORP COM 04010L103 4552 254899 SH DFND 1 0 0 254899 ARES CAP CORP COM 04010L103 3748 209829 SH SOLE 117640 0 92189 AVENUE INCOME CR STRATEGIES COM 05358E106 2841 158019 SH DFND 1 0 0 158019 AVENUE INCOME CR STRATEGIES COM 05358E106 2436 135461 SH SOLE 72966 0 62495 BANCO SANTANDER SA ADR 05964H105 2649 254226 SH DFND 1 0 0 254226 BANCO SANTANDER SA ADR 05964H105 2074 199042 SH SOLE 117365 0 81677 BLACKROCK CORPOR HI YLD FD I COM 09255P107 1883 153243 SH DFND 1 0 0 153243 BLACKROCK CORPOR HI YLD FD I COM 09255P107 1503 122289 SH SOLE 70763 0 51526 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 5123 51776 SH DFND 1 0 0 51776 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 4181 42256 SH SOLE 23886 0 18370 CAPSTEAD MTG CORP COM NO PAR 14067E506 2331 177236 SH DFND 1 0 0 177236 CAPSTEAD MTG CORP COM NO PAR 14067E506 1920 146009 SH SOLE 81845 0 64164 CVR PARTNERS LP COM 126633106 2717 145368 SH DFND 1 0 0 145368 CVR PARTNERS LP COM 126633106 2275 121698 SH SOLE 67115 0 54583 CVR REFNG LP COMUNIT REP LT 12663P107 2465 98577 SH DFND 1 0 0 98577 CVR REFNG LP COMUNIT REP LT 12663P107 2102 84028 SH SOLE 45500 0 38528 EPR PPTYS COM SH BEN INT 26884U109 5173 92597 SH DFND 1 0 0 92597 EPR PPTYS COM SH BEN INT 26884U109 4045 72407 SH SOLE 42747 0 29660 FIFTH STREET FINANCE CORP COM 31678A103 1987 202129 SH DFND 1 0 0 202129 FIFTH STREET FINANCE CORP COM 31678A103 1739 176865 SH SOLE 93341 0 83524 FRONTIER COMMUNICATIONS CORP COM 35906A108 5821 996704 SH DFND 1 0 0 996704 FRONTIER COMMUNICATIONS CORP COM 35906A108 4861 832404 SH SOLE 460097 0 372307 HOLLYFRONTIER CORP COM 436106108 2175 49786 SH DFND 1 0 0 49786 HOLLYFRONTIER CORP COM 436106108 1789 40948 SH SOLE 22991 0 17957 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 4782 157317 SH DFND 1 0 0 157317 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 3763 123798 SH SOLE 72621 0 51177 INVESCO MORTGAGE CAPITAL INC COM 46131B100 2420 139399 SH DFND 1 0 0 139399 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1909 109976 SH SOLE 64361 0 45615 INVESCO MUNI INCOME OPP TRST COM 46132X101 556 79890 SH SOLE 0 0 79890 KKR & CO L P DEL COM UNITS 48248M102 5330 219054 SH DFND 1 0 0 219054 KKR & CO L P DEL COM UNITS 48248M102 4100 168523 SH SOLE 101119 0 67404 MORGAN STANLEY EM MKTS DM DE COM 617477104 4642 348500 SH DFND 1 0 0 348500 MORGAN STANLEY EM MKTS DM DE COM 617477104 3795 284877 SH SOLE 160869 0 124008 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 3678 189185 SH DFND 1 0 0 189185 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 3103 159639 SH SOLE 87352 0 72287 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 2559 166281 SH DFND 1 0 0 166281 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 2195 142652 SH SOLE 76752 0 65900 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 2449 91603 SH DFND 1 0 0 91603 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 2109 78855 SH SOLE 42265 0 36590 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 2511 258882 SH DFND 1 0 0 258882 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 1967 202827 SH SOLE 119498 0 83329 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2754 199144 SH DFND 1 0 0 199144 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2265 163743 SH SOLE 91964 0 71779 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 2808 195570 SH DFND 1 0 0 195570 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 2396 166846 SH SOLE 89624 0 77222 PROSPECT CAPITAL CORPORATION COM 74348T102 4022 378369 SH DFND 1 0 0 378369 PROSPECT CAPITAL CORPORATION COM 74348T102 3412 320956 SH SOLE 174705 0 146251 PUTNAM MANAGED MUN INCOM TR COM 746823103 289 40270 SH SOLE 0 0 40270 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 3154 97909 SH DFND 1 0 0 97909 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 2480 77010 SH SOLE 45156 0 31854 SEADRILL LIMITED SHS G7945E105 4256 106536 SH DFND 1 0 0 106536 SEADRILL LIMITED SHS G7945E105 3332 83399 SH SOLE 49217 0 34182 SENIOR HSG PPTYS TR SH BEN INT 81721M109 2562 105457 SH DFND 1 0 0 105457 SENIOR HSG PPTYS TR SH BEN INT 81721M109 2020 83163 SH SOLE 48736 0 34427 SHIP FINANCE INTERNATIONAL L SHS G81075106 2480 133429 SH DFND 1 0 0 133429 SHIP FINANCE INTERNATIONAL L SHS G81075106 2047 110105 SH SOLE 61608 0 48497 STONE HBR EMERG MRKTS INC FD COM 86164T107 1259 59740 SH DFND 1 0 0 59740 STONE HBR EMERG MRKTS INC FD COM 86164T107 1187 56295 SH SOLE 27603 0 28692 STONEMOR PARTNERS L P COM UNITS 86183Q100 2413 99572 SH DFND 1 0 0 99572 STONEMOR PARTNERS L P COM UNITS 86183Q100 2073 85550 SH SOLE 45982 0 39568 STUDENT TRANSN INC COM 86388A108 1231 185931 SH DFND 1 0 0 185931 STUDENT TRANSN INC COM 86388A108 964 145660 SH SOLE 85976 0 59684 TERRA NITROGEN CO L P COM UNIT 881005201 2012 13940 SH DFND 1 0 0 13940 TERRA NITROGEN CO L P COM UNIT 881005201 1652 11448 SH SOLE 6402 0 5046 VANGUARD NAT RES LLC COM UNIT 92205F106 4809 149358 SH DFND 1 0 0 149358 VANGUARD NAT RES LLC COM UNIT 92205F106 3986 123797 SH SOLE 68973 0 54824 WESTERN ASSET EMRG MKT INCM COM 95766E103 1287 99570 SH DFND 1 0 0 99570 WESTERN ASSET EMRG MKT INCM COM 95766E103 1010 78136 SH SOLE 45982 0 32154 WESTERN ASSET GLB HI INCOME COM 95766B109 2303 179227 SH DFND 1 0 0 179227 WESTERN ASSET GLB HI INCOME COM 95766B109 1803 140311 SH SOLE 82740 0 57571 WHITESTONE REIT COM 966084204 1113 74679 SH DFND 1 0 0 74679 WHITESTONE REIT COM 966084204 874 58630 SH SOLE 34487 0 24143