0001141391-19-000086.txt : 20190619 0001141391-19-000086.hdr.sgml : 20190619 20190619164508 ACCESSION NUMBER: 0001141391-19-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190617 FILED AS OF DATE: 20190619 DATE AS OF CHANGE: 20190619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cairns Ann CENTRAL INDEX KEY: 0001528304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 19906488 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wf-form4_156097709284444.xml FORM 4 X0306 4 2019-06-17 0 0001141391 Mastercard Inc MA 0001528304 Cairns Ann 2000 PURCHASE STREET PURCHASE NY 10577-2509 0 1 0 0 Vice Chairman Class A Common Stock 2019-06-17 4 M 0 51850 77.72 A 134120 D Class A Common Stock 2019-06-17 4 S 0 18104 258.6554 D 116016 D Class A Common Stock 2019-06-17 4 S 0 11781 259.4244 D 104235 D Class A Common Stock 2019-06-17 4 S 0 11338 260.5839 D 92897 D Class A Common Stock 2019-06-17 4 S 0 10627 261.3445 D 82270 D Employee Stock Option (right to buy) 77.72 2019-06-17 4 M 0 51850 0 D 2024-03-01 Class A Common Stock 51850.0 2521 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 3, 2019. This transaction was executed in multiple trades at prices ranging from $258.10 to $259.09. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $259.10 to $260.07. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $260.10 to $261.07. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $261.10 to $261.69. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The employee stock options vest in four equal annual installments beginning March 1, 2015. /s/ Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Ann Cairns pursuant to a power of attorney dated April 23, 2019 2019-06-19