0001141391-19-000033.txt : 20190319 0001141391-19-000033.hdr.sgml : 20190319 20190319182049 ACCESSION NUMBER: 0001141391-19-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190318 FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Timothy H CENTRAL INDEX KEY: 0001602576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 19692958 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wf-form4_155303403269084.xml FORM 4 X0306 4 2019-03-18 0 0001141391 Mastercard Inc MA 0001602576 Murphy Timothy H 2000 PURCHASE STREET PURCHASE NY 10577-2509 0 1 0 0 General Counsel Class A Common Stock 2019-03-18 4 M 0 7873 77.72 A 46331.063 D Class A Common Stock 2019-03-18 4 M 0 43376 90.13 A 89707.063 D Class A Common Stock 2019-03-18 4 S 0 32070 229.7804 D 57637.063 D Class A Common Stock 2019-03-18 4 S 0 18413 230.5507 D 39224.063 D Class A Common Stock 2019-03-18 4 S 0 9045 231.4928 D 30179.063 D Class A Common Stock 2019-03-18 4 S 0 900 232.26 D 29279.063 D Class A Common Stock 1000 I By Child 1 Class A Common Stock 1000 I By Child 2 Employee Stock Option (right to buy) 77.72 2019-03-18 4 M 0 7873 0 D 2024-03-01 Class A Common Stock 7873.0 0 D Employee Stock Option (right to buy) 90.13 2019-03-18 4 M 0 43376 0 D 2025-03-01 Class A Common Stock 43376.0 0 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 1, 2019. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $229.16 to $230.15. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $230.16 to $231.15. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $231.16 to $232.13. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $232.20 to $232.44. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. The reporting person was awarded employee stock options on March 1, 2014, which vested in four equal annual installments beginning on March 1, 2015. The reporting person was awarded employee stock options on March 1, 2015, which vested in four equal annual installments beginning on March 1, 2016. Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Timothy H. Murphy pursuant to a power of attorney dated September 16, 2014 2019-03-19