0001141391-17-000042.txt : 20170404 0001141391-17-000042.hdr.sgml : 20170404 20170404173322 ACCESSION NUMBER: 0001141391-17-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170404 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Timothy H CENTRAL INDEX KEY: 0001602576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 17739836 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 4 1 wf-form4_149134158751809.xml FORM 4 X0306 4 2017-04-04 0 0001141391 Mastercard Inc MA 0001602576 Murphy Timothy H 2000 PURCHASE STREET PURCHASE NY 10577-2509 0 1 0 0 General Counsel Class A Common Stock 2017-04-04 4 M 0 21270 51.83 A 53407.063 D Class A Common Stock 2017-04-04 4 S 0 24128 112.2541 D 29279.063 D Class A Common Stock 1000 I By Child 2 Class A Common Stock 1000 I By Child 1 Employee Stock Option (right to buy) 51.83 2017-04-04 4 M 0 21270 0 D 2023-03-01 Class A Common Stock 21270.0 0 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 3, 2017. These transactions were executed in multiple trades at prices ranging from $111.93 to 112.82. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The Reporting Person was awarded 28,360 employee stock options on March 1, 2013, which vested in four equal annual installments beginning on March 1, 2014. Craig R. Brown, Assistant Corporate Secretary, attorney-in-fact for Timothy H. Murphy pursuant to a power of attorney dated September 16, 2014 2017-04-04