0001141391-16-000121.txt : 20160408
0001141391-16-000121.hdr.sgml : 20160408
20160408170532
ACCESSION NUMBER: 0001141391-16-000121
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160404
FILED AS OF DATE: 20160408
DATE AS OF CHANGE: 20160408
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MASTERCARD INC
CENTRAL INDEX KEY: 0001141391
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134172551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 9142492000
MAIL ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garrow Ronald E
CENTRAL INDEX KEY: 0001573297
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32877
FILM NUMBER: 161563337
MAIL ADDRESS:
STREET 1: 2000 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
4/A
1
wf-form4a_146014952121500.xml
FORM 4/A
X0306
4/A
2016-04-04
2016-04-06
0
0001141391
MASTERCARD INC
MA
0001573297
Garrow Ronald E
2000 PURCHASE STREET
PURCHASE
NY
10577-2509
0
1
0
0
Chief Human Resources Officer
Employee Stock Option (right to buy)
42.04
2016-04-04
4
M
0
2110
0
D
2022-03-01
Class A Common Stock
2110.0
0
D
Employee Stock Option (right to buy)
51.83
2016-04-04
4
M
0
3550
0
D
2023-03-01
Class A Common Stock
3550.0
3550
D
Employee Stock Option (right to buy)
77.72
2016-04-04
4
M
0
4374
0
D
2024-03-01
Class A Common Stock
4374.0
8748
D
This amended Form 4 is being filed to properly report the disposition of these stock options in connection with their exercises.
The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 9, 2016. The pre-planned trading plan was adopted by the reporting person on February 3, 2016.
The reporting person was awarded 8,440 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.
The reporting person was awarded 14,200 employee stock options on March 1, 2013, of which 10,650 previously vested. The remaining 3,550 employee stock options will vest on March 1, 2017.
The reporting person was awarded 17,496 employee stock options on March 1, 2014, of which 8,748 previously vested. The remaining 8,748 employee stock options will vest in two equal annual installments beginning on March 1, 2017.
Craig R. Brown, Assistant Corporate Secretary, as attorney-in-fact for Ronald E. Garrow pursuant to a power of attorney dated September 16, 2014
2016-04-08