0001141391-16-000121.txt : 20160408 0001141391-16-000121.hdr.sgml : 20160408 20160408170532 ACCESSION NUMBER: 0001141391-16-000121 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160408 DATE AS OF CHANGE: 20160408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASTERCARD INC CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garrow Ronald E CENTRAL INDEX KEY: 0001573297 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 161563337 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 4/A 1 wf-form4a_146014952121500.xml FORM 4/A X0306 4/A 2016-04-04 2016-04-06 0 0001141391 MASTERCARD INC MA 0001573297 Garrow Ronald E 2000 PURCHASE STREET PURCHASE NY 10577-2509 0 1 0 0 Chief Human Resources Officer Employee Stock Option (right to buy) 42.04 2016-04-04 4 M 0 2110 0 D 2022-03-01 Class A Common Stock 2110.0 0 D Employee Stock Option (right to buy) 51.83 2016-04-04 4 M 0 3550 0 D 2023-03-01 Class A Common Stock 3550.0 3550 D Employee Stock Option (right to buy) 77.72 2016-04-04 4 M 0 4374 0 D 2024-03-01 Class A Common Stock 4374.0 8748 D This amended Form 4 is being filed to properly report the disposition of these stock options in connection with their exercises. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 9, 2016. The pre-planned trading plan was adopted by the reporting person on February 3, 2016. The reporting person was awarded 8,440 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013. The reporting person was awarded 14,200 employee stock options on March 1, 2013, of which 10,650 previously vested. The remaining 3,550 employee stock options will vest on March 1, 2017. The reporting person was awarded 17,496 employee stock options on March 1, 2014, of which 8,748 previously vested. The remaining 8,748 employee stock options will vest in two equal annual installments beginning on March 1, 2017. Craig R. Brown, Assistant Corporate Secretary, as attorney-in-fact for Ronald E. Garrow pursuant to a power of attorney dated September 16, 2014 2016-04-08