0001104659-19-045268.txt : 20190812 0001104659-19-045268.hdr.sgml : 20190812 20190812142632 ACCESSION NUMBER: 0001104659-19-045268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190808 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIGMA PARTNERS 6 LP CENTRAL INDEX KEY: 0001141280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38678 FILM NUMBER: 191015708 BUSINESS ADDRESS: STREET 1: 1600 EL CAMINO REAL STREET 2: SUITE 280 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigma Associates 6, L.P. CENTRAL INDEX KEY: 0001408169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38678 FILM NUMBER: 191015709 BUSINESS ADDRESS: STREET 1: 1600 EL CAMINO REAL, SUITE 280 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-853-1700 MAIL ADDRESS: STREET 1: 1600 EL CAMINO REAL, SUITE 280 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIGMA INVESTORS 6 LP CENTRAL INDEX KEY: 0001162426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38678 FILM NUMBER: 191015710 BUSINESS ADDRESS: STREET 1: 1600 EL CAMINO REAL STREET 2: SUITE 280 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upwork Inc. CENTRAL INDEX KEY: 0001627475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 464337682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 441 LOGUE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-316-7500 MAIL ADDRESS: STREET 1: 441 LOGUE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: Elance-oDesk, Inc. DATE OF NAME CHANGE: 20141209 4 1 a4.xml 4 X0306 4 2019-08-08 0 0001627475 Upwork Inc. UPWK 0001141280 SIGMA PARTNERS 6 LP 2105 SOUTH BASCOM AVENUE, SUITE 370 CAMPBELL CA 95008 0 0 1 0 0001408169 Sigma Associates 6, L.P. 2105 SOUTH BASCOM AVENUE, SUITE 370 CAMPBELL CA 95008 0 0 1 0 0001162426 SIGMA INVESTORS 6 LP 2105 SOUTH BASCOM AVENUE, SUITE 370 CAMPBELL CA 95008 0 0 1 0 Common Stock 2019-08-08 4 J 0 3702440 D 8939295 I Sigma Partners 6, L.P. Common Stock 2019-08-08 4 J 0 306367 D 722410 I Sigma Associates 6, L.P. Common Stock 2019-08-08 4 J 0 54364 D 128726 I Sigma Investors 6, L.P. Common Stock 2019-08-08 4 J 0 964688 A 964688 I Sigma Management 6, L.L.C. Common Stock 2019-08-08 4 J 0 964688 D 0 I Sigma Management 6, L.L.C. Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration. These shares are held by Sigma Partners 6. Sigma Management 6, L.L.C. (the "General Partner") is the general partner of Sigma Partners 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein. Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration. These shares are held by Sigma Associates 6. The General Partner is the general partner of Sigma Associates 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein. Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration. These shares are held by Sigma Investors 6. The General Partner is the general partner of Sigma Investors 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports. Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration. These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner. Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities. SIGMA PARTNERS 6, L.P. By: Sigma Management 6, LLC Its: General Partner By: /s/ Gregory Gretsch Managing Director 2019-08-12 SIGMA ASSOCIATES 6, L.P. By: Sigma Management 6, LLC Its: General Partner By: /s/ Gregory Gretsch Managing Director 2019-08-12 SIGMA INVESTORS 6, L.P. By: Sigma Management 6, LLC Its: General Partner By: /s/ Gregory Gretsch Managing Director 2019-08-12