0001654954-21-000704.txt : 20210121
0001654954-21-000704.hdr.sgml : 20210121
20210121183133
ACCESSION NUMBER: 0001654954-21-000704
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210119
FILED AS OF DATE: 20210121
DATE AS OF CHANGE: 20210121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KUKES SIMON G
CENTRAL INDEX KEY: 0001222390
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35922
FILM NUMBER: 21543187
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SK Energy LLC
CENTRAL INDEX KEY: 0001745851
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35922
FILM NUMBER: 21543188
BUSINESS ADDRESS:
STREET 1: 5100 WESTHEIMER
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-969-5027
MAIL ADDRESS:
STREET 1: 5100 WESTHEIMER
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEDEVCO CORP
CENTRAL INDEX KEY: 0001141197
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 223755993
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 575 N. DAIRY ASHFORD
STREET 2: ENERGY CENTER II, SUITE 210
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 855-733-3826
MAIL ADDRESS:
STREET 1: 575 N. DAIRY ASHFORD
STREET 2: ENERGY CENTER II, SUITE 210
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: BLAST ENERGY SERVICES, INC.
DATE OF NAME CHANGE: 20050610
FORMER COMPANY:
FORMER CONFORMED NAME: VERDISYS INC
DATE OF NAME CHANGE: 20010523
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2021-01-19
0001141197
PEDEVCO CORP
PED
0001222390
KUKES SIMON G
575 N. DAIRY ASHFORD
ENERGY CENTER II, SUITE 210
HOUSTON
TX
77079
true
true
true
Chief Executive Officer
0001745851
SK Energy LLC
5100 WESTHEIMER
SUITE 200
HOUSTON
TX
77056
false
false
true
Common stock
2021-01-19
4
A
false
300000
1.39
A
2266043
D
Common stock
51791325
I
Through SK Energy LLC
Common stock
3000
I
By spouse
Incentive Stock Option (Right to Buy)
1.39
2021-01-19
4
A
false
10000
1.39
A
2022-01-19
2026-01-19
Common Stock
10000
10000
I
By spouse
Incentive Stock Option (Right to Buy)
1.68
2021-01-13
2025-01-13
Common Stock
15000
15000
I
By spouse
The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3.
Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer.
The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2012 Equity Incentive Plan and vest at the rate of (i) 1/3 of the options on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse.
Issued to the Reporting Person's spouse in consideration for services rendered and agreed to be rendered as an employee of the Issuer.
The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2012 Equity Incentive Plan and vest at the rate of (i) 1/3 of the options on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse.
See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019.
/s/ Clark R. Moore, attorney-in-fact for Simon Kukes
2021-01-21
/s/ Clark R. Moore, attorney-in-fact for Simon Kukes, as Manager of SK Energy LLC
2021-01-21