0001654954-21-000704.txt : 20210121 0001654954-21-000704.hdr.sgml : 20210121 20210121183133 ACCESSION NUMBER: 0001654954-21-000704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210119 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUKES SIMON G CENTRAL INDEX KEY: 0001222390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35922 FILM NUMBER: 21543187 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SK Energy LLC CENTRAL INDEX KEY: 0001745851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35922 FILM NUMBER: 21543188 BUSINESS ADDRESS: STREET 1: 5100 WESTHEIMER STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-969-5027 MAIL ADDRESS: STREET 1: 5100 WESTHEIMER STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEDEVCO CORP CENTRAL INDEX KEY: 0001141197 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 223755993 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 575 N. DAIRY ASHFORD STREET 2: ENERGY CENTER II, SUITE 210 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 855-733-3826 MAIL ADDRESS: STREET 1: 575 N. DAIRY ASHFORD STREET 2: ENERGY CENTER II, SUITE 210 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: BLAST ENERGY SERVICES, INC. DATE OF NAME CHANGE: 20050610 FORMER COMPANY: FORMER CONFORMED NAME: VERDISYS INC DATE OF NAME CHANGE: 20010523 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2021-01-19 0001141197 PEDEVCO CORP PED 0001222390 KUKES SIMON G 575 N. DAIRY ASHFORD ENERGY CENTER II, SUITE 210 HOUSTON TX 77079 true true true Chief Executive Officer 0001745851 SK Energy LLC 5100 WESTHEIMER SUITE 200 HOUSTON TX 77056 false false true Common stock 2021-01-19 4 A false 300000 1.39 A 2266043 D Common stock 51791325 I Through SK Energy LLC Common stock 3000 I By spouse Incentive Stock Option (Right to Buy) 1.39 2021-01-19 4 A false 10000 1.39 A 2022-01-19 2026-01-19 Common Stock 10000 10000 I By spouse Incentive Stock Option (Right to Buy) 1.68 2021-01-13 2025-01-13 Common Stock 15000 15000 I By spouse The shares of Restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 1/3 of the shares on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3. Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as the Chief Executive Officer of the Issuer. The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2012 Equity Incentive Plan and vest at the rate of (i) 1/3 of the options on the one (1) year anniversary of January 19, 2021 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse. Issued to the Reporting Person's spouse in consideration for services rendered and agreed to be rendered as an employee of the Issuer. The Incentive Stock Options were issued to the Reporting Person's spouse pursuant to the Issuer's 2012 Equity Incentive Plan and vest at the rate of (i) 1/3 of the options on the one (1) year anniversary of January 13, 2020 (the "Grant Date"); (ii) 1/3 on the two (2) year anniversary of the Grant Date; and (iii) 1/3 on the three (3) year anniversary of the Grant Date, subject to the Reporting Person's spouse's continued service to the Company on such vesting dates, and subject to the terms and conditions of a Stock Option Grant Agreement entered into by and between the Issuer and the Reporting Person's spouse. See the Powers of Attorney filed as Exhibits 24.1 and 24.2, to the Form 4 filed by the Reporting Persons on June 19, 2019. /s/ Clark R. Moore, attorney-in-fact for Simon Kukes 2021-01-21 /s/ Clark R. Moore, attorney-in-fact for Simon Kukes, as Manager of SK Energy LLC 2021-01-21