0001654954-17-006058.txt : 20170630 0001654954-17-006058.hdr.sgml : 20170630 20170630170437 ACCESSION NUMBER: 0001654954-17-006058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170412 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEDEVCO CORP CENTRAL INDEX KEY: 0001141197 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 223755993 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4125 BLACKHAWK PLAZA CIRCLE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94506 BUSINESS PHONE: 855-733-3826 MAIL ADDRESS: STREET 1: 4125 BLACKHAWK PLAZA CIRCLE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94506 FORMER COMPANY: FORMER CONFORMED NAME: BLAST ENERGY SERVICES, INC. DATE OF NAME CHANGE: 20050610 FORMER COMPANY: FORMER CONFORMED NAME: VERDISYS INC DATE OF NAME CHANGE: 20010523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON MICHAEL L CENTRAL INDEX KEY: 0001293970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35922 FILM NUMBER: 17942981 MAIL ADDRESS: STREET 1: 17 CANARY COURT CITY: DANVILLE STATE: CA ZIP: 94526 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2017-04-12 false 0001141197 PEDEVCO CORP PED 0001293970 PETERSON MICHAEL L 4125 BLACKHAWK PLAZA CIRCLE SUITE 201 DANVILLE CA 94506 false true false false President and CEO Common Stock 2017-04-12 5 G false 10000 .103 D 246629 D Common Stock 2017-06-28 5 S false 16500 .6297 D 230129 D Common Stock 2017-06-29 5 S false 16500 .6297 D 213629 D Common Stock 2017-06-30 5 S false 8250 .6017 D 205379 D Common Stock 521 I By The Peterson Family Trust Common Stock 1834 I By dependent child Incentive Stock Option (Right to Buy) 2.20 2016-01-07 2021-01-07 Common Stock 30000 30000 D Incentive Stock Option (Right to Buy) 3.70 2015-01-07 2020-01-07 Common Stock 32500 32500 D Incentive Stock Option (Right to Buy) 5.10 2012-12-18 2022-06-18 Common Stock 6380 6380 D Non Qualified Stock Option (Right to Buy) 2.40 2012-03-01 2021-01-07 Common 10000 10000 D Non-Qualified Stock Option (Right to Buy) 5.10 2012-12-18 2022-06-18 Common 26954 26954 D Non-Qualified Stock Option (Right to Buy) 672 2008-09-20 2018-05-28 Common Stock 45 45 D Non-Qualified Stock Option (Right to Buy) 302.40 2011-02-02 2021-02-02 Common Stock 298 298 D Common shares were transferred pursuant to a gift in a private transaction. Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on June 28, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d). Reporting Person's holdings include: 4,500; 18,875; 10,675; 10,000; 7,725; 29,094 and 123,750 shares all issued pursuant to restricted stock grants; 745 issued pursuant to debt conversion and 15 pursuant to a 2008 Blast stock grant. Represents shares of common stock owned by Reporting Person's dependent child. Represents shares held by the Peterson Family Trust, a trust owned 100% by Mr. Peterson and his spouse. /s/ Michael L. Peterson 2017-06-30