0001354488-16-008748.txt : 20161230 0001354488-16-008748.hdr.sgml : 20161230 20161230171822 ACCESSION NUMBER: 0001354488-16-008748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161228 FILED AS OF DATE: 20161230 DATE AS OF CHANGE: 20161230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEDEVCO CORP CENTRAL INDEX KEY: 0001141197 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 223755993 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4125 BLACKHAWK PLAZA CIRCLE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94506 BUSINESS PHONE: 855-733-3826 MAIL ADDRESS: STREET 1: 4125 BLACKHAWK PLAZA CIRCLE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94506 FORMER COMPANY: FORMER CONFORMED NAME: BLAST ENERGY SERVICES, INC. DATE OF NAME CHANGE: 20050610 FORMER COMPANY: FORMER CONFORMED NAME: VERDISYS INC DATE OF NAME CHANGE: 20010523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON MICHAEL L CENTRAL INDEX KEY: 0001293970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35922 FILM NUMBER: 162078039 MAIL ADDRESS: STREET 1: 17 CANARY COURT CITY: DANVILLE STATE: CA ZIP: 94526 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2016-12-28 0 0001141197 PEDEVCO CORP PED 0001293970 PETERSON MICHAEL L 4125 BLACKHAWK PLAZA CIRCLE SUITE 201 DANVILLE CA 94506 1 President and CEO Common Stock 2016-12-12 5 G 0 50000 .17 D 1073528 D Common Stock 2016-12-28 5 A 0 1650000 .11 A 2723528 D Common Stock 5209 I By The Peterson Family Trust Common Stock 36668 I By dependent children Incentive Stock Option (Right to Buy) .22 2016-01-07 2021-01-07 Common Stock 300000 300000 D Incentive Stock Option (Right to Buy) .37 2015-01-07 2020-01-07 Common Stock 325000 325000 D Incentive Stock Option (Right to Buy) .51 2012-12-18 2022-06-18 Common Stock 63800 63800 D Non-Qualified Stock Option (Right to Buy) .24 2012-03-01 2021-01-07 Common Stock 100000 100000 D Non-Qualified Stock Option (Right to Buy) .51 2012-12-18 2022-06-18 Common Stock 269534 269534 D Non-Qualified Stock Option (Right to Buy) 67.20 2008-09-20 2018-05-28 Common Stock 447 447 D Non-Qualified Stock Option (Right to Buy) 30.24 2011-02-02 2021-02-02 Common Stock 2977 2977 D Common shares were transferred pursuant to a gift in a private transaction. Common stock of Issuer granted to Reporting Person and subject to forfeiture as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date; and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the Recipient being an employee of, or consultant to, the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement. Reporting Person's holdings include: 45,000, 198,750, 126,500, 115,000, 109,745, 470,935 and 1,650,000 shares all issued pursuant to restricted stock grants; 7,449 issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast Stock Grant. Represents shares held by the Peterson Family Trust, a Trust owned 100% by Mr. Peterson and his spouse. Represents shares of common stock 50% owned by each of Reporting Person's two dependent children. /s/ Clark Moore, Attorney in Fact 2016-12-30