0001354488-16-008381.txt : 20161012
0001354488-16-008381.hdr.sgml : 20161012
20161012163044
ACCESSION NUMBER: 0001354488-16-008381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161008
FILED AS OF DATE: 20161012
DATE AS OF CHANGE: 20161012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEDEVCO CORP
CENTRAL INDEX KEY: 0001141197
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 223755993
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4125 BLACKHAWK PLAZA CIRCLE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94506
BUSINESS PHONE: 855-733-2685
MAIL ADDRESS:
STREET 1: 4125 BLACKHAWK PLAZA CIRCLE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94506
FORMER COMPANY:
FORMER CONFORMED NAME: BLAST ENERGY SERVICES, INC.
DATE OF NAME CHANGE: 20050610
FORMER COMPANY:
FORMER CONFORMED NAME: VERDISYS INC
DATE OF NAME CHANGE: 20010523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETERSON MICHAEL L
CENTRAL INDEX KEY: 0001293970
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35922
FILM NUMBER: 161933416
MAIL ADDRESS:
STREET 1: 17 CANARY COURT
CITY: DANVILLE
STATE: CA
ZIP: 94526
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2016-10-08
0
0001141197
PEDEVCO CORP
PED
0001293970
PETERSON MICHAEL L
4125 BLACKHAWK PLAZA CIRCLE
SUITE 201
DANVILLE
CA
94506
1
President and CEO
Common Stock
2016-10-10
5
S
0
15000
.1788
D
1123528
D
Common Stock
5209
I
By The Peterson Family Trust
Common Stock
36668
I
By dependent children
Incentive Stock Option (Right to Buy)
.22
2016-01-07
2021-01-07
Common Stock
300000
300000
D
Incentive Stock Option (Right to Buy)
.37
2015-01-07
2020-01-07
Common Stock
325000
325000
D
Incentive Stock Option (Right to Buy)
.51
2012-12-18
2022-06-18
Common Stock
63800
63800
D
Non-Qualified Stock Option (Right to Buy)
.24
2012-03-01
2021-10-07
Common Stock
100000
100000
D
Non-Qualified Stock Option (Right to Buy)
.51
2012-12-18
2022-06-18
Common Stock
269534
269534
D
Non-Qualified Stock Option (Right to Buy)
67.20
2008-09-20
2018-05-28
Common Stock
447
447
D
Non-Qualified Stock Option (Right to Buy)
30.24
2011-02-02
2021-02-02
Common Stock
2977
2977
D
Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the October 8, 2016 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
Reporting Person's holdings include: 45,000; 198,750; 126,500; 165,000 109,745 and 470,935 shares issued pursuant to restricted stock grants; 7,449 issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast stock grant.
Represents shares held by the Peterson Family Trust, a Trust owned 100% by Mr. Peterson and his spouse.
Represents shares of common stock 50% owned by each of Reporting Person's two dependent children.
/s/ Clark Moore, Attorney in Fact
2016-10-12