0001415889-16-004305.txt : 20160106 0001415889-16-004305.hdr.sgml : 20160106 20160106184303 ACCESSION NUMBER: 0001415889-16-004305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160106 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS GROUP INC CENTRAL INDEX KEY: 0001141107 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 582588724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: 678-473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: BROADBAND PARENT CORP DATE OF NAME CHANGE: 20010521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPPOCK RONALD CENTRAL INDEX KEY: 0001185900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31254 FILM NUMBER: 161328309 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 4 1 form4-01062016_030155.xml X0306 4 2016-01-06 0001141107 ARRIS GROUP INC ARRS 0001185900 COPPOCK RONALD 3871 LAKEFIELD DR. SUWANEE GA 30024 false true false false PRESIDENT, SALES AND MARKETING Common Stock 2016-01-04 4 D 0 78750 0 D 0 D Restricted stock (T) 140327 0 2016-01-04 4 D 0 9970 0 D Common Stock 9970 0 D Restricted stock (T) 150330 0 2016-01-04 4 D 0 14186 0 D Common Stock 14186 0 D Restricted Stock (T) 130329 0 2016-01-04 4 D 0 5678 0 D Common Stock 5678 0 D Restricted stock (T) 130712 0 2016-01-04 4 D 0 9341 0 D Common Stock 9341 0 D Restricted stock (P) 140327 0 2016-01-04 4 D 0 39880 0 D Common Stock 39880 0 D Restricted stock (P) 150330 0 2016-01-04 4 D 0 37830 0 D Common Stock 37830 0 D On 4 January 2016, ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") consummated a transaction (the "Combination") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc ("New ARRIS"). Under the terms of the Combination (a) New ARRIS acquired Pace pursuant to a scheme of arrangement under UK law and (b) a newly formed subsidiary of New ARRIS merged with and into ARRIS, with ARRIS as the surviving corporation in the merger (the "Merger") and an indirect wholly-owned subsidiary of New ARRIS. At the effective time of the Merger, each ARRIS common share was cancelled and converted into the right to receive one New ARRIS ordinary share. The number here represents shares of ARRIS disposed of pursuant to the Merger. This restricted stock award grant was previously reported on Table I. After further analysis, it was determined that reporting this holding on Table II more accurately reflected the type and intent of the award grant. Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date. This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Lawrence A. Margolis, Attorney-in-Fact 2016-01-06