0001415889-15-004191.txt : 20151229
0001415889-15-004191.hdr.sgml : 20151229
20151229180105
ACCESSION NUMBER: 0001415889-15-004191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151210
FILED AS OF DATE: 20151229
DATE AS OF CHANGE: 20151229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS GROUP INC
CENTRAL INDEX KEY: 0001141107
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 582588724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: 678-473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: BROADBAND PARENT CORP
DATE OF NAME CHANGE: 20010521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COPPOCK RONALD
CENTRAL INDEX KEY: 0001185900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31254
FILM NUMBER: 151311983
MAIL ADDRESS:
STREET 1: C/O ARRIS GROUP INC
STREET 2: 11450 TECHNOLOGY CIRCLE
CITY: DULUTH
STATE: GA
ZIP: 30097
4
1
form4-12292015_031258.xml
X0306
4
2015-12-10
0001141107
ARRIS GROUP INC
ARRS
0001185900
COPPOCK RONALD
3871 LAKEFIELD DR.
SUWANEE
GA
30024
false
true
false
false
PRESIDENT, SALES AND MARKETING
Common Stock
2015-12-24
4
M
0
40887
0
A
78750
D
Common Stock
2015-12-24
5
G
0
300
0
D
37863
D
Restricted stock (T) 140327
2015-12-24
4
F
0
2391
0
D
12565
D
Restricted stock (T) 140327
2015-12-24
4
M
0
2594
0
D
9970
D
Restricted stock (T) 150330
2015-12-24
4
F
0
2268
29.41
D
16647
D
Restricted stock (T) 150330
2015-12-24
4
M
0
2461
0
D
14186
D
Restricted stock (T) 130329
2015-12-24
4
F
0
2724
29.41
D
2955
D
Restricted Stock (T) 130329
2015-12-24
4
M
0
2955
0
D
5678
D
Restricted stock (P) 130329
2015-12-24
4
F
0
21784
29.41
D
23646
D
Restricted stock (P) 130329
2015-12-24
4
M
0
23646
0
D
0
D
Restricted stock (T) 120328
2015-12-24
4
F
0
4025
29.41
D
4368
D
Restricted stock (T) 120328
2015-12-24
4
M
0
4368
29.41
D
0
D
Restricted stock (T) 130712
2015-12-24
4
F
0
4480
29.41
D
14204
D
Restricted stock (T) 130712
2015-12-24
4
M
0
4863
0
D
9341
D
Restricted stock (P) 140327
39880
D
Restricted stock (P) 150330
37830
D
In connection with the planned transaction between ARRIS Group, Inc. and Pace plc, pursuant to Section 4985 of the Code, an excise tax may be imposed on the ARRIS officers. To avoid the excise tax becoming due on such equity awards, the ARRIS board of directors approved the accelerated vesting of certain equity awards. The number here represents shares of ARRIS acquired pursuant to the accelerated vesting.
Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date.
Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted shares
Represents the vested portion of award grant converting to common stock.
Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
/s/ Lawrence A. Margolis, Attorney-in-Fact
2015-12-29