-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TAvf30Ligv49vyDgRgHrJR0gVAQ3o6yaeqQWdr9I8CnEyeoh6rL1yLikkBjALeFB QBdd4HN3to54/89bouRwpQ== 0001209191-10-034555.txt : 20100616 0001209191-10-034555.hdr.sgml : 20100616 20100616164025 ACCESSION NUMBER: 0001209191-10-034555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100616 FILED AS OF DATE: 20100616 DATE AS OF CHANGE: 20100616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAEZZA JOHN O CENTRAL INDEX KEY: 0001180395 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31254 FILM NUMBER: 10900991 MAIL ADDRESS: STREET 1: C/O C-COR.NET STREET 2: 60 DECIBEL RD CITY: STATE COLLEGE STATE: PA ZIP: 16801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS GROUP INC CENTRAL INDEX KEY: 0001141107 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 582588724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: 678-473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: BROADBAND PARENT CORP DATE OF NAME CHANGE: 20010521 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-06-16 0 0001141107 ARRIS GROUP INC ARRS 0001180395 CAEZZA JOHN O 3871 LAKEFIELD DRIVE SUWANEE GA 30024 0 1 0 0 President of Access, Transport Common stock 2010-06-16 4 M 0 17392 6.55 A 51702 D Common stock 2010-06-16 4 S 0 17392 11.0983 D 34310 D Restricted stock 25200 D Restricted stock 27090 D Restricted stock 29062 D Restricted stock 38749 D Restricted stock 26315 D Restricted stock 43858 D Stock option 6.55 2010-06-16 4 M 0 17392 0.00 D 2010-06-18 Common stock 17392 0 D Stock option 7.68 2012-06-14 Common stock 28659 28659 D Stock option 6.85 2012-10-11 Common stock 28659 28659 D Stock option 5.97 2013-06-28 Common stock 28659 28659 D Stock option 6.84 2014-07-04 Common stock 40122 40122 D Stock option 12.57 2015-07-01 Common stock 45854 45854 D Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.07 to $11.16, inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote. Represents a restricted stock grant in which 20% vests on December 20, 2009 (the "vesting date") and 10% will vest on each successive anniversary of the vesting date. Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008. Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date. Represents a restricted stock grant which is in part performance based. 25,833 shares of the grant are guaranteed and will vest over a two year period. 0 to 25,833 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012. Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates. Represents a restricted stock grant which is in part performance-based. 8,772 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 35,086 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013. Stock options are currently fully exercisable /s/ John Caezza 2010-06-16 EX-24.4_336134 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presence, that the undersigned hereby constitutes and appoints each of Lawrence Margolis and David Potts, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Arris Group, Inc., a Delaware corporation (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations promulgated thereunder; (2) do and perform any and all acts on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interests of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do an perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 18th day of December, 2007. Signature /s/ John O. Caezza John O. Caezza________________________ Print Name -----END PRIVACY-ENHANCED MESSAGE-----