0001104659-17-020467.txt : 20170330
0001104659-17-020467.hdr.sgml : 20170330
20170330203158
ACCESSION NUMBER: 0001104659-17-020467
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170328
FILED AS OF DATE: 20170330
DATE AS OF CHANGE: 20170330
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOX JAMES L
CENTRAL INDEX KEY: 0001141058
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 17727660
MAIL ADDRESS:
STREET 1: 45 PARK AVENUE
CITY: STONEHAM
STATE: MA
ZIP: 02180
4
1
a4.xml
4
X0306
4
2017-03-28
0
0001337619
ENVESTNET, INC.
ENV
0001141058
FOX JAMES L
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
1
0
0
0
Common Stock
3634
D
Director Stock Option (Right to Buy)
20.51
2017-02-28
2026-02-28
Common Stock
5210
5210
D
Director Stock Option (Right to Buy)
31.70
2017-03-28
4
A
0
2872
31.70
A
2018-03-28
2027-03-28
Common Stock
2872
2872
D
Restricted Stock Units
2019-02-28
Common Stock
442
442
D
Restricted Stock Units
2018-02-28
Common Stock
1463
1463
D
Restricted Stock Units
2017-03-28
4
A
0
2625
31.70
A
2020-03-28
Common Stock
2625
2625
D
Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
This option grants vests over a 3-year period, one-third of the total amount vests on the first applicable date of grant and one-twelfth of the total amount vests each three-month anniversary of the date of grant thereafter.
Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
These restricted stock units vest over a 3 year period, one third of the total amount vest on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.
These restricted stock units vest over a 3 year period, 40% of the total amount vests on the date of the grant of restricted stock; and then 30% of the total amount vests on February 28, 2017 and the remaining 30% vests on February 28, 2018.
Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
/s/ Shelly O'Brien, by power of attorney for James Fox
2017-03-30