0001209191-15-049339.txt : 20150603
0001209191-15-049339.hdr.sgml : 20150603
20150603101549
ACCESSION NUMBER: 0001209191-15-049339
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150601
FILED AS OF DATE: 20150603
DATE AS OF CHANGE: 20150603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SunGard
CENTRAL INDEX KEY: 0001337272
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 203059890
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 680 EAST SWEDESFORD RD
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 484-582-2000
MAIL ADDRESS:
STREET 1: 680 EAST SWEDESFORD RD
CITY: WAYNE
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: SUNGARD CAPITAL CORP
DATE OF NAME CHANGE: 20050829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADIN RUSSELL P
CENTRAL INDEX KEY: 0001140933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53653
FILM NUMBER: 15909005
BUSINESS ADDRESS:
STREET 1: C/O CONCUR TECNOLOGIES
STREET 2: 6222 185TH AVENUE NE
CITY: REDMOND
STATE: WA
ZIP: 98052
BUSINESS PHONE: 4254976560
MAIL ADDRESS:
STREET 1: C/O CONCUR TECHNOLOGIES
STREET 2: 6222 185TH AVENUE NE
CITY: REDMOND
STATE: WA
ZIP: 98052
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-01
0
0001337272
SunGard
NONE
0001140933
FRADIN RUSSELL P
SUNGARD DATA SYSTEMS INC.
680 E. SWEDESFORD ROAD
WAYNE
PA
19087
1
1
0
0
President & CEO
Time-Based Restricted Stock Unit
0.00
2015-06-01
4
A
0
54596
0.00
A
Units
54596
54596
D
Performance-Based Restricted Stock Unit
0.00
2015-06-01
4
A
0
218384
0.00
A
Units
218384
218384
D
Time-Based Restricted Stock Units ("RSUs") vest over three years with one-third vesting on each of the first three anniversaries of the date of grant. The Reporting Person's vested RSUs are paid in shares upon vesting.
Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.038 shares of preferred stock of SunGard Capital Corp. II.
Performance-Based RSUs vest up to 200% of the amount granted if the value of shares on June 1, 2018 meets specified stock price thresholds and if the Reporting Person remains employed through June 1, 2018. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) the Reporting Person's termination of employment as a result of death, (ii) the Reporting Person's separation from service without cause upon or following a change of control, or (iii) the date that is three years after the date of grant.
Leslie S. Brush, attorney-in-fact for Russell Fradin
2015-06-03