0001209191-23-001389.txt : 20230104
0001209191-23-001389.hdr.sgml : 20230104
20230104190840
ACCESSION NUMBER: 0001209191-23-001389
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230101
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOGELSONG NORMAN A
CENTRAL INDEX KEY: 0001140932
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 23509085
MAIL ADDRESS:
STREET 1: C/O IVP
STREET 2: 3000 SAND HILL ROAD, 2-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phelps Dennis B
CENTRAL INDEX KEY: 0001299965
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 23509082
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: 2-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harrick Stephen J
CENTRAL INDEX KEY: 0001299975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 23509084
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: 2-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chaffee Todd C
CENTRAL INDEX KEY: 0001300134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 23509086
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: 2-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller J Sanford
CENTRAL INDEX KEY: 0001359524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 23509083
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: Miller J Sanford (Sandy)
DATE OF NAME CHANGE: 20060414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Institutional Venture Management XIII, LLC
CENTRAL INDEX KEY: 0001493921
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 23509088
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 854-0132
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Institutional Venture Partners XIII, L.P.
CENTRAL INDEX KEY: 0001493922
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 23509087
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 854-0132
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Honest Company, Inc.
CENTRAL INDEX KEY: 0001530979
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 900750205
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12130 MILLENNIUM DR., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
BUSINESS PHONE: (310) 917-9199
MAIL ADDRESS:
STREET 1: 12130 MILLENNIUM DR., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-01
0
0001530979
Honest Company, Inc.
HNST
0001493921
Institutional Venture Management XIII, LLC
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001493922
Institutional Venture Partners XIII, L.P.
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001300134
Chaffee Todd C
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001140932
FOGELSONG NORMAN A
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001299975
Harrick Stephen J
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001359524
Miller J Sanford
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
0001299965
Phelps Dennis B
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2023-01-01
4
J
0
25100
2.89
A
96558
I
By Institutional Venture Management XIII, LLC
Common Stock
10396904
I
By Institutional Venture Partners XIII, L.P.
Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII").
Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the Eric Liaw's election, Mr. Liaw was issued the RSUs for the annual retainer for fiscal year 2023.The RSUs vest in four installments on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023 and are payable in an equivalent number of shares of the Issuer's Common Stock.
The number of shares of RSUs is equal to $72,500 divided by $2.89, the average of the closing price of the Issuer's common stock on the Nasdaq Global Select Market for the 30 days prior to the date of grant.
Includes 73,715 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.
The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.
The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). IVM XIII is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.
Institutional Venture Management XIII, LLC By: /s/ Tracy Hogan,Attorney-In-Fact
2023-01-04
Institutional VenturePartners XIII, L.P. By: Institutional Venture Management XIII, LLC,its General Partner By: /s/Tracy Hogan, Attorney-In-Fact
2023-01-04
/s/ Tracy Hogan, Attorney-In-Fact Todd C. Chaffee
2023-01-04
/s/ Tracy Hogan, Attorney-In-Fact Norman A. Fogelsong
2023-01-04
/s/ Tracy Hogan, Attorney-In-Fact Stephen J. Harrick
2023-01-04
/s/ Tracy Hogan, Attorney-In-Fact J. Sanford Miller
2023-01-04
/s/ Tracy Hogan, Attorney-In-Fact Dennis B. Phelps
2023-01-04