0001618921-16-000045.txt : 20160825
0001618921-16-000045.hdr.sgml : 20160825
20160825170210
ACCESSION NUMBER: 0001618921-16-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160825
FILED AS OF DATE: 20160825
DATE AS OF CHANGE: 20160825
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERISOURCEBERGEN CORP
CENTRAL INDEX KEY: 0001140859
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122]
IRS NUMBER: 233079390
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1300 MORRIS DRIVE
CITY: CHESTERBROOK
STATE: PA
ZIP: 19087-5594
BUSINESS PHONE: 6107277000
MAIL ADDRESS:
STREET 1: 1300 MORRIS DRIVE
CITY: CHESTERBROOK
STATE: PA
ZIP: 19087-5594
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walgreens Boots Alliance Holdings LLC
CENTRAL INDEX KEY: 0001669077
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16671
FILM NUMBER: 161852158
BUSINESS ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8473152500
MAIL ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc.
CENTRAL INDEX KEY: 0001618921
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16671
FILM NUMBER: 161852159
BUSINESS ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: (847) 315-2500
MAIL ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-08-25
0001140859
AMERISOURCEBERGEN CORP
ABC
0001618921
Walgreens Boots Alliance, Inc.
108 WILMOT ROAD
DEERFIELD
IL
60015
0
0
1
0
0001669077
Walgreens Boots Alliance Holdings LLC
C/O 108 WILMOT ROAD
DEERFIELD
IL
60015
0
0
1
0
Common Stock
2016-08-25
4
X
0
22696912
52.50
A
56854867
I
See footnotes
Warrants (right to buy)
52.50
2016-08-25
4
X
0
22696912
0
D
2016-08-25
2017-02-27
Common Stock
22696912
0
I
See footnotes
These shares are held by Walgreens Boots Alliance Holdings LLC ("WBA Holdings"), an indirect wholly-owned subsidiary of Walgreens Boots Alliance, Inc. ("WBA"), and were acquired in accordance with the Framework Agreement, dated as of March 18, 2013 among Walgreen Co. ("Walgreen"), Alliance Boots GmbH and the Issuer (the "Framework Agreement"). The Framework Agreement is described in a Schedule 13D filed by Walgreen and others on April 15, 2014, as amended on January 16, 2015, January 25, 2016, March 22, 2016 and August 25, 2016 (as amended, the "Schedule 13D").
These warrants were held by WBA Holdings and were acquired pursuant to the Framework Agreement on March 18, 2013 and became exercisable on August 25, 2016 as described in the Schedule 13D.
As described in the Schedule 13D, WBA Investments, Inc., a direct wholly-owned subsidiary of WBA and the sole member of WBA Holdings, may also be deemed to beneficially own the securities reported in this Form 4.
Each reporting person expressly disclaims beneficial ownership of the securities described herein except to the extent of such person's pecuniary interest therein. Neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any reporting person that it is the beneficial owner of any securities described herein for any other purpose.
/s/ Kimberly Scardino, Senior Vice President, Global Controller and Chief Accounting Officer of WBA
2016-08-25
/s/ Jason Dubinsky, Vice President of WBA Holdings
2016-08-25