0001127602-18-014228.txt : 20180406 0001127602-18-014228.hdr.sgml : 20180406 20180406160628 ACCESSION NUMBER: 0001127602-18-014228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180405 FILED AS OF DATE: 20180406 DATE AS OF CHANGE: 20180406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guttman Tim G. CENTRAL INDEX KEY: 0001542466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16671 FILM NUMBER: 18743277 MAIL ADDRESS: STREET 1: 1300 MORRIS DRIVE CITY: CHESTERBROOK STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERISOURCEBERGEN CORP CENTRAL INDEX KEY: 0001140859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 233079390 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1300 MORRIS DRIVE CITY: CHESTERBROOK STATE: PA ZIP: 19087-5594 BUSINESS PHONE: 6107277000 MAIL ADDRESS: STREET 1: 1300 MORRIS DRIVE CITY: CHESTERBROOK STATE: PA ZIP: 19087-5594 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-04-05 0001140859 AMERISOURCEBERGEN CORP ABC 0001542466 Guttman Tim G. 1300 MORRIS DRIVE CHESTERBROOK PA 19087 1 Chief Financial Officer Common Stock 2018-04-05 4 M 0 5800 37.37 A 56471.876 D Common Stock 2018-04-05 4 S 0 5800 85.60 D 50671.876 D Common Stock 2018-04-05 4 M 0 5800 40.21 A 56471.876 D Common Stock 2018-04-05 4 S 0 5800 85.60 D 50671.876 D Non-qualified Stock Option (Right to Buy) 37.37 2018-04-05 4 M 0 5800 0 D 2013-03-01 2019-03-01 Common Stock 5800 6317 D Non-qualified Stock Option (Right to Buy) 40.21 2018-04-05 4 M 0 5800 0 D 2013-11-14 2019-11-14 Common Stock 5800 28250 D The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019. Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016 Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16 John G. Chou for Tim G. Guttman 2018-04-06