0001127602-17-031963.txt : 20171113 0001127602-17-031963.hdr.sgml : 20171110 20171113182501 ACCESSION NUMBER: 0001127602-17-031963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171108 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howell Peyton R CENTRAL INDEX KEY: 0001528056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16671 FILM NUMBER: 171197672 MAIL ADDRESS: STREET 1: 1300 MORRIS DRIVE CITY: CHESTERBROOK STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERISOURCEBERGEN CORP CENTRAL INDEX KEY: 0001140859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 233079390 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1300 MORRIS DRIVE CITY: CHESTERBROOK STATE: PA ZIP: 19087-5594 BUSINESS PHONE: 6107277000 MAIL ADDRESS: STREET 1: 1300 MORRIS DRIVE CITY: CHESTERBROOK STATE: PA ZIP: 19087-5594 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-11-08 0001140859 AMERISOURCEBERGEN CORP ABC 0001528056 Howell Peyton R 1300 MORRIS DRIVE CHESTERBROOK PA 19087 1 Executive Vice President Common Stock 2017-11-08 4 M 0 1200 37.37 A 38335 D Common Stock 2017-11-08 4 S 0 1200 74.87 D 37135 D Common Stock 2017-11-08 4 M 0 1800 40.21 A 38935 D Common Stock 2017-11-08 4 S 0 1800 74.87 D 37135 D Common Stock 2017-11-10 4 M 0 2705 0 A 45699 D Common Stock 2017-11-10 4 F 0 1237 75.00 D 44462 D Non-qualified Stock Option (Right to Buy) 37.37 2017-11-08 4 M 0 1200 0 D 2013-03-01 2019-03-01 Common Stock 1200 10800 D Non-qualified Stock Option (Right to Buy) 40.21 2017-11-08 4 M 0 1800 0 D 2013-11-14 2019-11-14 Common Stock 1800 25623 D Restricted Stock Units 2017-11-10 4 M 0 2705 0 D 2017-11-12 2021-11-12 Common Stock 2705 0 D The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019 Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration. Balance reflects approximately 5,859 shares of common stock inadvertently omitted from the reporting party's Form 3 report on August 19, 2011. Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016 Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16 Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant John G. Chou for Peyton R. Howell 2017-11-13