-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JR/YJYO8eqqxjoWPS4Wxopl3OhHI6GKChYyNwVn3jZC04H1AJGaNHjUyr1v/6wu6 lXo/vT0mEV40i2M7obcj0w== 0000943663-06-000223.txt : 20060718 0000943663-06-000223.hdr.sgml : 20060718 20060718145434 ACCESSION NUMBER: 0000943663-06-000223 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060718 DATE AS OF CHANGE: 20060718 EFFECTIVENESS DATE: 20060718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAZENOVE FUND MANAGEMENT LTD CENTRAL INDEX KEY: 0001140706 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06525 FILM NUMBER: 06967013 BUSINESS ADDRESS: STREET 1: 12 MOORGATE STREET 2: LONDON CITY: UNITED KINGDOM STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 1775 EYE STREET NW CITY: WASHINGTON STATE: DC ZIP: 20006 13F-HR 1 cazenove13f15.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30 June 2006 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAZENOVE FUND MANAGEMENT LIMITED 12 Moorgate London, England EC2R 6DA Form 13F File Number: 028-06525 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Turnbull Title: Compliance Officer Phone: +44 (0)20 7155 5012 Signature, Place, and Date of Signing: JEREMY TURNBULL London, England 3rd July 2006 - ------------------ --------------- -------------- [Signature] [City, State] [Date] Report Type: [|X|] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 130 ---------------------- Form 13F Information Table Value Total: $40,964 ---------------------- (thousands) List of Other Included Managers: NONE Cazenove Fund Management Limited Form 13F Information Table Name of issuer Title of CUSIP Value Shrs or SH/PRN Put/ Investment Other Voting authority class (x$1000) prn amt Call discretion managers Sole Shared None AT&T INC COM 00206R102 111 4000 SH Sole N/A 4000 ABBOTT LABS COM 002824100 87 2000 SH Sole N/A 2000 ADVANCED MICRO DEVICES INC COM 007903107 18 750 SH Sole N/A 750 ALCOA INC COM 013817101 97 3025 SH Sole N/A 3025 ALTRIA GROUP INC COM 02209S103 561 7650 SH Sole N/A 7650 AMERICAN EXPRESS CO COM 025816109 223 4195 SH Sole N/A 4195 AMERICAN INTL GROUP INC COM 026874107 148 2516 SH Sole N/A 2516 AMERICAN PWR CONVERSION CORP COM 029066107 17 900 SH Sole N/A 900 AMERICREDIT CORP COM 03060R101 1,818 65116 SH Sole N/A 65116 AMERIPRISE FINL INC COM 03076C106 37 839 SH Sole N/A 839 ANHEUSER BUSCH COS INC COM 035229103 247 5435 SH Sole N/A 5435 APPLE COMPUTER INC COM 037833100 29 520 SH Sole N/A 520 APPLIED INDL TECHNOLOGIES IN COM 03820C105 553 22780 SH Sole N/A 22780 APPLIED MATLS INC COM 038222105 25 1560 SH Sole N/A 1560 BANK OF AMERICA CORPORATION COM 060505104 60 1250 SH Sole N/A 1250 BANK NEW YORK INC COM 064057102 19 600 SH Sole N/A 600 BAUSCH & LOMB INC COM 071707103 667 13617 SH Sole N/A 13617 BAXTER INTL INC COM 071813109 382 10400 SH Sole N/A 10400 BEAR STEARNS COS INC COM 073902108 280 2000 SH Sole N/A 2000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 183 2 SH Sole N/A 2 BOSTON SCIENTIFIC CORP COM 112900105 24 750 SH Sole N/A 750 BOTTOMLINE TECH DEL INC COM 101388106 6 750 SH Sole N/A 750 BOWATER INC COM 102183100 1 36 SH Sole N/A 36 BRISTOL MYERS SQUIBB CO COM 110122108 142 5500 SH Sole N/A 5500 BROADCOM CORP CL A 111320107 5 157 SH Sole N/A 157 BROOKFIELD PPTYS CORP COM 112900105 24 750 SH Sole N/A 750 CADIZ INC COM NEW 127537207 12 750 SH Sole N/A 750 CAMPBELL SOUP CO COM 134429109 490 13208 SH Sole N/A 13208 CANARGO ENERGY CORP COM 137225108 6 7600 SH Sole N/A 7600 CARNIVAL CORP PAIRED CTF 143658300 4 100 SH Sole N/A 100 CASH AMER INTL INC COM 14754D100 144 4500 SH Sole N/A 4500 CHEVRON CORP NEW COM 166764100 38 608 SH Sole N/A 608 CHUBB CORP COM 171232101 120 2410 SH Sole N/A 2410 CISCO INC COM 17275R102 29 1500 SH Sole N/A 1500 CITIGROUP INC COM 172967101 505 10466 SH Sole N/A 10466 COCA COLA CO COM 191216100 2,218 51567 SH Sole N/A 51567 COGNEX CORP COM 192422103 72 2750 SH Sole N/A 2750 COHERENT INC COM 192479103 7 200 SH Sole N/A 200 COLGATE PALMOLIVE CO COM 194162103 256 4275 SH Sole N/A 4275 COLUMBIA LABS INC COM 197779101 3 889 SH Sole N/A 889 COMCAST CORP NEW CL A 20030N101 69 2111 SH Sole N/A 2111 COMCAST CORP NEW CL A SPL 20030N200 636 19410 SH Sole N/A 19410 DISNEY WALT CO COM DISNEY 254687106 64 2150 SH Sole N/A 2150 DOVER CORP COM 260003108 581 11744 SH Sole N/A 11744 DU PONT E I DE NEMOURS & CO COM 263534109 150 3600 SH Sole N/A 3600 ENBRIDGE INC COM 29250n105 21 700 SH Sole N/A 700 EXXON MOBIL CORP COM 30231G102 3,873 63134 SH Sole N/A 63134 FREESCALE SEMICONDUCTOR INC COM 35687M206 2 54 SH Sole N/A 54 FUEL-TECH N V COM 359523107 65 5400 SH Sole N/A 5400 GARDNER DENVER INC COM 365558105 5 156 SH Sole N/A 156 GENERAL ELECTRIC CO COM 369604103 3,185 96662 SH Sole N/A 96662 GENZYME CORP COM 372917104 204 3341 SH Sole N/A 3341 GLAMIS GOLD LTD COM 376775102 70 1857 SH Sole N/A 1857 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 478 8566 SH Sole N/A 8566 GOOGLE INC CL A 38259P508 895 2135 SH Sole N/A 2135 HALLIBURTON CO COM 406216101 71 960 SH Sole N/A 960 HALLMARK FINL SVCS INC EC COM 40624Q104 19 10000 SH Sole N/A 10000 HARVARD BIOSCIENCE INC COM 416906105 4 956 SH Sole N/A 956 HOME DEPOT INC COM 437076102 18 500 SH Sole N/A 500 HONEYWELL INTL INC COM 438516106 338 8400 SH Sole N/A 8400 HUMAN GENOME SCIENCES INC COM 444903108 2 150 SH Sole N/A 150 IMATION CORP COM 45245A107 4 104 SH Sole N/A 104 INCO LTD COM 453258402 30 450 SH Sole N/A 450 INTEL CORP COM 458140100 357 18785 SH Sole N/A 18785 INTERACTIVE DATA CORP COM 45840J107 20 1000 SH Sole N/A 1000 INTERNATIONAL BUSINESS MACHS COM 459200101 702 9133 SH Sole N/A 9133 ISHARES COMEX GOLD TR ISHARES 464285105 290 4750 SH Sole N/A 4750 ISHARES INC MSCI PAC J IDX 464286665 201 1875 SH Sole N/A 1875 ISHARES INC MSCI SINGAPORE 464286673 40 4590 SH Sole N/A 4590 ISHARES INC MSCI TAIWAN 464286731 135 10560 SH Sole N/A 10560 ISHARES INC MSCI KOREA 464286772 51 1140 SH Sole N/A 1140 ISHARES INC MSCI JAPAN 464286848 279 20500 SH Sole N/A 20500 ISHARES TR DJ SEL DIV INX 464287168 3,432 54440 SH Sole N/A 54440 ISHARES TR US TIPS BD FD 464287176 199 2000 SH Sole N/A 2000 ISHARES TR KLD SL SOC INX 464288802 215 4010 SH Sole N/A 4010 ISOLAGEN INC COM 46488N103 19 5000 SH Sole N/A 5000 JP MORGAN CHASE & CO COM 46625H100 221 5252 SH Sole N/A 5252 JACUZZI BRANDS INC COM 469865109 1 110 SH Sole N/A 110 JOHNSON & JOHNSON COM 478160104 938 15670 SH Sole N/A 15670 JONES LANG LASALLE INC COM 48020Q107 87 1000 SH Sole N/A 1000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 71 940 SH Sole N/A 940 MC SHIPPING INC COM 55267Q104 47 4410 SH Sole N/A 4410 MANULIFE FINL CORP COM 56501R106 32 1000 SH Sole N/A 1000 MARSH & MCLENNAN COS INC COM 571748102 400 14880 SH Sole N/A 14880 MCDONALDS CORP COM 580135101 787 23436 SH Sole N/A 23436 MEDCO HEALTH SOLUTIONS INC COM 58405U102 115 2012 SH Sole N/A 2012 MERCK & CO INC COM 589331107 637 17488 SH Sole N/A 17488 MICROSOFT CORP COM 594918104 217 9340 SH Sole N/A 9340 MICRON TECHNOLOGY INC COM 595112103 8 500 SH Sole N/A 500 MORGAN STANLEY COM 617446448 895 14267 SH Sole N/A 14167 MOTOROLA INC COM 620076109 10 495 SH Sole N/A 495 NEKTAR THERAPEUTICS COM 640268108 134 7341 SH Sole N/A 7341 NEWMONT MINING CORP COM 651639106 166 3140 SH Sole N/A 3140 NOKIA CORP SPONSORED ADR 654902204 8 400 SH Sole N/A 400 ORACLE CORP COM 68389X105 422 29100 SH Sole N/A 29100 PALL CORP COM 696429307 519 18535 SH Sole N/A 18535 PEPSICO INC COM 713448108 378 6300 SH Sole N/A 6300 PETROLEO BRASILEIRO SA PETRO SPONORED ADR 71654V408 125 1400 SH Sole N/A 1400 PFIZER INC COM 717081103 74 3150 SH Sole N/A 3150 PROCTER & GAMBLE CO COM 742718109 55 1000 SH Sole N/A 1000 PULTE HOMES INC COM 745867101 115 4000 SH Sole N/A 4000 RPM INTL INC COM 749685103 158 8788 SH Sole N/A 8788 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,339 20000 SH Sole N/A 20000 ST PAUL TRAVELERS INC COM 792860108 336 7557 SH Sole N/A 7557 SAKS INC COM 79377W108 8 500 SH Sole N/A 500 SANDERS MORRIS HARRIS GROUP COM 80000Q104 17 1111 SH Sole N/A 1111 SEA CONTAINERS LTD CL A 811371707 9 2000 SH Sole N/A 2000 SHERWIN WILLIAMS CO COM 824348106 232 4900 SH Sole N/A 4900 SMURFIT-STONE CONTAINER CORP COM 832727101 380 34773 SH Sole N/A 34773 STAPLES INC COM 855030102 24 1000 SH Sole N/A 1000 STRATEGIC DIAGNOSTICS INC COM 862700101 1 199 SH Sole N/A 199 STREETTRACKS SER TR DJ WL LG CP VL 86330E208 1,227 16760 SH Sole N/A 16760 SULPHCO INC COM 865378103 2 300 SH Sole N/A 300 SYSCO CORP COM 871829107 195 6400 SH Sole N/A 6400 TAIWAN SEMICONDUCTOR SPONSORED MFG LTD ADR 874039100 474 51705 SH Sole N/A 51705 THERMO ELECTRON CORP COM 883556102 272 7530 SH Sole N/A 7530 3M CO COM 88579Y101 336 4160 SH Sole N/A 4160 TIBCO SOFTWARE INC COM 88632Q103 1 162 SH Sole N/A 162 TIME WARNER INC COM 887317105 9 525 SH Sole N/A 525 TOLL BROTHERS INC COM 889478103 89 3500 SH Sole N/A 3500 TYCO INTL LTD NEW COM 902124106 192 7000 SH Sole N/A 7000 UNITED TECHNOLOGIES CORP COM 913017109 142 2250 SH Sole N/A 2250 VIVENDI SPON ADR NEW 92851S204 458 13120 SH Sole N/A 13120 WACHOVIA CORP 2ND NEW COM 929903102 467 8640 SH Sole N/A 8640 WAL MART STORES INC COM 931142103 640 13300 SH Sole N/A 13300 WALGREEN CO COM 931422109 22 500 SH Sole N/A 500 WRIGLEY WM JR CO COM 982526105 5 110 SH Sole N/A 110 WYETH COM 983024100 269 6070 SH Sole N/A 6070 YAHOO INC COM 984332106 25 776 SH Sole N/A 776 YUM BRANDS INC COM 988498101 36 720 SH Sole N/A 720
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