-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A+7XRvifkXrqkYBpbpgO7LXSQHjqn80JQ9v3jo2Nxcir6/h9Pnk63c4Uv7OE6Kdw dTMuyLnA64BeUgcwBZAn/w== 0000943663-06-000187.txt : 20060503 0000943663-06-000187.hdr.sgml : 20060503 20060503094137 ACCESSION NUMBER: 0000943663-06-000187 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 EFFECTIVENESS DATE: 20060503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAZENOVE FUND MANAGEMENT LTD CENTRAL INDEX KEY: 0001140706 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06525 FILM NUMBER: 06801844 BUSINESS ADDRESS: STREET 1: 12 MOORGATE STREET 2: LONDON CITY: UNITED KINGDOM STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 1775 EYE STREET NW CITY: WASHINGTON STATE: DC ZIP: 20006 13F-HR 1 cazenove13f14.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31 March 2006 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAZENOVE FUND MANAGEMENT LIMITED 12 Moorgate London, England EC2R 6DA Form 13F File Number: 028-06525 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeremy Turnbull Title: Compliance Officer Phone: +44 (0)20 7155 5012 Signature, Place, and Date of Signing: JEREMY TURNBULL London, England 5th April 2006 - ------------------ --------------- -------------- [Signature] [City, State] [Date] Report Type: [|X|] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 124 ---------------------- Form 13F Information Table Value Total: $40,917 ---------------------- (thousands) List of Other Included Managers: NONE Cazenove Fund Management Limited Form 13F Information Table Name of issuer Title of CUSIP Value Shrs or SH/PRN Put/ Investment Other Voting authority class (x$1000) prn amt Call discretion managers Sole Shared None AT&T INC COM 00206R102 108 4000 SH Sole N/A 4000 ABBOTT LABS COM 002824100 85 2000 SH Sole N/A 2000 ALCOA INC COM 013817101 62 2025 SH Sole N/A 2025 ALTRIA GROUP INC COM 02209S103 542 7650 SH Sole N/A 7650 AMERICAN EXPRESS CO COM 025816109 220 4195 SH Sole N/A 4195 AMERICAN INTL GROUP INC COM 026874107 166 2516 SH Sole N/A 2516 AMERICAN PWR CONVERSION CORP COM 029066107 21 900 SH Sole N/A 900 AMERICREDIT CORP COM 03060R101 2,001 65116 SH Sole N/A 65116 AMERIPRISE FINL INC COM 03076C106 37 839 SH Sole N/A 839 ANHEUSER BUSCH COS INC COM 035229103 232 5435 SH Sole N/A 5435 APPLIED INDL TECHNOLOGIES IN COM 03820C105 677 15187 SH Sole N/A 15187 APPLIED MATLS INC COM 038222105 27 1560 SH Sole N/A 1560 BANK OF AMERICA CORPORATION COM 060505104 36 800 SH Sole N/A 800 BANK NEW YORK INC COM 064057102 22 600 SH Sole N/A 600 BAUSCH & LOMB INC COM 071707103 867 13617 SH Sole N/A 13617 BAXTER INTL INC COM 071813109 54 1400 SH Sole N/A 1400 BEAR STEARNS COS INC COM 073902108 277 2000 SH Sole N/A 2000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 180 2 SH Sole N/A 2 BOTTOMLINE TECH DEL INC COM 101388106 10 750 SH Sole N/A 750 BOWATER INC COM 102183100 1 36 SH Sole N/A 36 BRISTOL MYERS SQUIBB CO COM 110122108 135 5500 SH Sole N/A 5500 BROADCOM CORP CL A 111320107 7 157 SH Sole N/A 157 CADIZ INC COM NEW 127537207 13 750 SH Sole N/A 750 CAMPBELL SOUP CO COM 134429109 435 13416 SH Sole N/A 13416 CANARGO ENERGY CORP COM 137225108 8 7600 SH Sole N/A 7600 CARNIVAL CORP PAIRED CTF 143658300 5 100 SH Sole N/A 100 CASH AMER INTL INC COM 14754D100 135 4500 SH Sole N/A 4500 CHEVRON CORP NEW COM 166764100 35 608 SH Sole N/A 608 CHUBB CORP COM 171232101 115 1205 SH Sole N/A 1205 CISCO INC COM 17275R102 33 1500 SH Sole N/A 1500 CITIGROUP INC COM 172967101 680 14388 SH Sole N/A 14388 COCA COLA CO COM 191216100 2,129 50847 SH Sole N/A 50847 COGNEX CORP COM 192422103 82 2750 SH Sole N/A 2750 CAMPBELL SOUP CO COM 134429109 408 13416 SH Sole N/A 13416 COHERENT INC COM 192479103 7 200 SH Sole N/A 200 COLGATE PALMOLIVE CO COM 194162103 251 4400 SH Sole N/A 4400 COLUMBIA LABS INC COM 197779101 4 889 SH Sole N/A 889 COMCAST CORP NEW CL A 20030N101 55 2111 SH Sole N/A 2111 COMCAST CORP NEW CL A SPL 20030N200 492 18830 SH Sole N/A 18830 COMPUTER ASSOC INTL INC COM 204912109 4 150 SH Sole N/A 150 DISNEY WALT CO COM DISNEY 254687106 60 2150 SH Sole N/A 2150 DOVER CORP COM 260003108 570 11744 SH Sole N/A 11744 DU PONT E I DE NEMOURS & CO COM 263534109 152 3600 SH Sole N/A 3600 EXXON MOBIL CORP COM 30231G102 4,131 67884 SH Sole N/A 67884 FUEL-TECH N V COM 359523107 86 5400 SH Sole N/A 5400 GARDNER DENVER INC COM 365558105 5 78 SH Sole N/A 78 GENERAL ELECTRIC CO COM 369604103 3,428 98562 SH Sole N/A 98562 GENZYME CORP COM 372917104 225 3341 SH Sole N/A 3341 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 448 8566 SH Sole N/A 8566 GOOGLE INC CL A 38259P508 833 2135 SH Sole N/A 2135 HALLIBURTON CO COM 406216101 70 960 SH Sole N/A 960 HALLMARK FINL SVCS INC EC COM 40624Q104 17 10000 SH Sole N/A 10000 HARTFORD FINL SVCS GROUP INC COM 416515104 99 1225 SH Sole N/A 1225 HARVARD BIOSCIENCE INC COM 416906105 4 956 SH Sole N/A 956 HONEYWELL INTL INC COM 438516106 359 8400 SH Sole N/A 8400 HUMAN GENOME SCIENCES INC COM 444903108 2 150 SH Sole N/A 150 IMATION CORP COM 45245A107 4 104 SH Sole N/A 104 INCO LTD COM 453258402 31 622 SH Sole N/A 622 INTEL CORP COM 458140100 378 19425 SH Sole N/A 19425 INTERACTIVE DATA CORP COM 45840J107 23 1000 SH Sole N/A 1000 INTERNATIONAL BUSINESS MACHS COM 459200101 737 8933 SH Sole N/A 8933 ISHARES COMEX GOLD TR ISHARES 464285105 277 4750 SH Sole N/A 4750 ISHARES INC MSCI SINGAPORE 464286673 49 4590 SH Sole N/A 4590 ISHARES INC MSCI TAIWAN 464286731 104 8160 SH Sole N/A 8160 ISHARES INC MSCI KOREA 464286772 53 1140 SH Sole N/A 1140 ISHARES TR DJ SEL DIV INX 464287168 3,656 58310 SH Sole N/A 58310 ISHARES TR US TIPS BD FD 464287176 201 2000 SH Sole N/A 2000 ISHARES TR KLD SL SOC INX 464288802 220 4010 SH Sole N/A 4010 ISOLAGEN INC COM 46488N103 11 5000 SH Sole N/A 5000 J P MORGAN CHASE & CO COM 46625H100 481 11552 SH Sole N/A 11552 JACUZZI BRANDS INC COM 469865109 1 110 SH Sole N/A 110 JOHNSON & JOHNSON COM 478160104 966 16308 SH Sole N/A 16308 JONES LANG LASALLE INC COM 48020Q107 77 1000 SH Sole N/A 1000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 81 940 SH Sole N/A 940 MC SHIPPING INC COM 55267Q104 57 4200 SH Sole N/A 4200 MARSH & MCLENNAN COS INC COM 571748102 437 14880 SH Sole N/A 14880 MCDONALDS CORP COM 580135101 805 23436 SH Sole N/A 23436 MEDCO HEALTH SOLUTIONS INC COM 58405U102 115 2012 SH Sole N/A 2012 MEDTRONIC INC COM 585055106 25 500 SH Sole N/A 500 MERCK & CO INC COM 589331107 616 17488 SH Sole N/A 17488 MICROSOFT CORP COM 594918104 272 10000 SH Sole N/A 10000 MICRON TECHNOLOGY INC COM 595112103 7 500 SH Sole N/A 500 MORGAN STANLEY COM 617446448 798 12701 SH Sole N/A 12701 MOTOROLA INC COM 620076109 9 375 SH Sole N/A 375 NEKTAR THERAPEUTICS COM 640268108 150 7341 SH Sole N/A 7341 NEWMONT MINING CORP COM 651639106 163 3140 SH Sole N/A 3140 NOKIA CORP SPONSORED ADR 654902204 8 400 SH Sole N/A 400 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 147 1000 SH Sole N/A 1000 ORACLE CORP COM 68389X105 431 31507 SH Sole N/A 31507 PALL CORP COM 696429307 578 18535 SH Sole N/A 18535 PEPSICO INC COM 713448108 364 6300 SH Sole N/A 6300 PETROLEO BRASILEIROS SA PETRO SPONORED ADR 71654V408 121 1400 SH Sole N/A 1400 PFIZER INC COM 717081103 147 5900 SH Sole N/A 5900 PROCTER & GAMBLE CO COM 742718109 29 500 SH Sole N/A 500 PULTE HOMES INC COM 745867101 154 4000 SH Sole N/A 4000 RPM INTL INC COM 749685103 158 8788 SH Sole N/A 8788 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,494 24000 SH Sole N/A 24000 ST PAUL TRAVELERS INC COM 792860108 350 8367 SH Sole N/A 8367 SAKS INC COM 79377W108 10 500 SH Sole N/A 500 SANDERS MORRIS HARRIS GROUP COM 80000Q104 18 1111 SH Sole N/A 1111 SAPIENT CORP COM 803062108 3 418 SH Sole N/A 418 SEA CONTAINERS LTD CL A 811371707 14 2000 SH Sole N/A 2000 SHERWIN WILLIAMS CO COM 824348106 242 4900 SH Sole N/A 4900 SIEBEL SYS INC COM 826170102 2 200 SH Sole N/A 200 SMURFIT-STONE CONTAINER CORP COM 832727101 472 34773 SH Sole N/A 34773 STAPLES INC COM 855030102 26 1000 SH Sole N/A 1000 STRATEGIC DIAGNOSTICS INC COM 862700101 1 199 SH Sole N/A 199 STREETTRACKS SER TR DJ WL LG CP VL 86330E208 1,230 16800 SH Sole N/A 16800 SYSCO CORP COM 871829107 205 6400 SH Sole N/A 6400 TEXAS INSTRS INC COM 882508104 32 1000 SH Sole N/A 1000 THERMO ELECTRON CORP COM 883556102 279 7530 SH Sole N/A 7530 3M CO COM 88579Y101 315 4160 SH Sole N/A 4160 TIBCO SOFTWARE INC COM 88632Q103 1 162 SH Sole N/A 162 TIME WARNER INC COM 887317105 9 525 SH Sole N/A 525 TOLL BROTHERS INC COM 889478103 121 3500 SH Sole N/A 3500 TYCO INTL LTD NEW COM 902124106 188 7000 SH Sole N/A 7000 UNITED TECHNOLOGIES CORP COM 913017109 130 2250 SH Sole N/A 2250 VIVENDI UNIVERSAL SPON ADR NEW 92851S204 517 15120 SH Sole N/A 15120 WACHOVIA CORP 2ND NEW COM 929903102 484 8640 SH Sole N/A 8640 WAL MART STORES INC COM 931142103 628 13300 SH Sole N/A 13300 WALGREEN CO COM 931422109 22 500 SH Sole N/A 500 WESTERN SILVER CORP COM 959531104 63 2700 SH Sole N/A 2700 WRIGLEY WM JR CO COM 982526105 7 110 SH Sole N/A 110 WYETH COM 983024100 295 6070 SH Sole N/A 6070 YAHOO INC COM 984332106 25 776 SH Sole N/A 776 YUM BRANDS INC COM 988498101 35 720 SH Sole N/A 720 ZIMMER HLDGS INC COM 98956P102 34 510 SH Sole N/A 510
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