0001127602-23-013244.txt : 20230419 0001127602-23-013244.hdr.sgml : 20230419 20230419210026 ACCESSION NUMBER: 0001127602-23-013244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230417 FILED AS OF DATE: 20230419 DATE AS OF CHANGE: 20230419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banas Kristy D CENTRAL INDEX KEY: 0001881896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16503 FILM NUMBER: 23831211 MAIL ADDRESS: STREET 1: 2000 S. COLORADO BLVD. CITY: DENVER STATE: CO ZIP: 80222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS TOWERS WATSON PLC CENTRAL INDEX KEY: 0001140536 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O WILLIS GROUP LIMITED STREET 2: 51 LIME STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC3M 7DQ BUSINESS PHONE: 44-20-3124-6000 MAIL ADDRESS: STREET 1: C/O WILLIS GROUP LIMITED STREET 2: 51 LIME STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC3M 7DQ FORMER COMPANY: FORMER CONFORMED NAME: WILLIS GROUP HOLDINGS PLC DATE OF NAME CHANGE: 20100104 FORMER COMPANY: FORMER CONFORMED NAME: WILLIS GROUP HOLDINGS LTD DATE OF NAME CHANGE: 20010514 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-04-17 0001140536 WILLIS TOWERS WATSON PLC WTW 0001881896 Banas Kristy D C/O WILLIS GROUP LIMITED 51 LIME STREET LONDON X0 EC3M 7DQ UNITED KINGDOM 1 Chief Human Resources Officer 0 Ordinary Shares, nominal value $0.000304635 per share 2023-04-17 4 A 0 1 0 A 3626.8208 D Restricted Share Unit 2023-04-17 4 A 0 1.7868 0 A Ordinary Shares, nominal value $0.000304635 per share 1.7868 576.2233 D Restricted Share Unit 2023-04-17 4 A 0 1.1146 0 A Ordinary Shares, nominal value $0.000304635 per share 1.1146 331.2367 D Dividend Equivalent Rights- 2022 RSU 2023-04-17 4 A 0 2.478 0 A Ordinary Shares, nominal value $0.000304635 per share 2.478 6.962 D The dividend equivalent rights are fully vested and accrued on a number of performance-based restricted share units previously earned and fully vested under the reporting person's performance-based restricted share unit award. Each dividend equivalent right is the economic equivalent of one WTW Ordinary Share. Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date. Represents dividends acquired pursuant to the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees (the "Plan"), including the participant's deferral election under the Plan and the Company's matching contribution on the participant's deferral election credited to the participant's account in the form of restricted share units under the Plan. Vested shares under the Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death. Represents dividends acquired pursuant to the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees (the "Excess Plan"), including the participant's deferral election under the Excess Plan and the Company's matching contribution on the participant's deferral election credited to the participant's account in the form of restricted share units under the Excess Plan. The dividend equivalent rights accrued on the reporting person's time-based restricted share unit award and will vest based on the same vesting schedule applicable to the underlying restricted share unit award. Each dividend equivalent right is the economic equivalent of one WTW Ordinary Share. /s/ Elaine Wiggins, Attorney-in-Fact for Kristy D. Banas (power of attorney previously filed) 2023-04-19