0001127602-21-030495.txt : 20211207 0001127602-21-030495.hdr.sgml : 20211207 20211207173042 ACCESSION NUMBER: 0001127602-21-030495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALEY JOHN J CENTRAL INDEX KEY: 0001215018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16503 FILM NUMBER: 211476963 MAIL ADDRESS: STREET 1: 901 N GLEBE ROAD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIS TOWERS WATSON PLC CENTRAL INDEX KEY: 0001140536 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O WILLIS GROUP LIMITED STREET 2: 51 LIME STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC3M 7DQ BUSINESS PHONE: 44-20-3124-6000 MAIL ADDRESS: STREET 1: C/O WILLIS GROUP LIMITED STREET 2: 51 LIME STREET CITY: LONDON ENGLAND STATE: X0 ZIP: EC3M 7DQ FORMER COMPANY: FORMER CONFORMED NAME: WILLIS GROUP HOLDINGS PLC DATE OF NAME CHANGE: 20100104 FORMER COMPANY: FORMER CONFORMED NAME: WILLIS GROUP HOLDINGS LTD DATE OF NAME CHANGE: 20010514 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-12-03 0001140536 WILLIS TOWERS WATSON PLC WLTW 0001215018 HALEY JOHN J C/O WILLIS GROUP LIMITED 51 LIME STREET LONDON X0 EC3M 7DQ UNITED KINGDOM 1 1 Chief Executive Officer Ordinary Shares, nominal value $0.000304635 per share 2021-12-03 4 M 0 150235 110.58 A 424376 D Ordinary Shares, nominal value $0.000304635 per share 2021-12-03 4 F 0 38601 232.84 D 385775 D Ordinary Shares, nominal value $0.000304635 per share 2021-12-03 4 F 0 63808 232.86 D 321967 D Ordinary Shares, nominal value $0.000304635 per share 2021-12-03 4 S 0 7900 230.55 D 21000 I John J. Haley Revocable Trust Ordinary Shares, nominal value $0.000304635 per share 2021-12-03 4 S 0 12879 231.78 D 8121 I John J. Haley Revocable Trust Ordinary Shares, nominal value $0.000304635 per share 2021-12-03 4 S 0 7107 232.29 D 1014 I John J. Haley Revocable Trust Ordinary Shares, nominal value $0.000304635 per share 2021-12-03 4 S 0 1014 233.28 D 0 I John J. Haley Revocable Trust Ordinary Shares, nominal value $0.000304635 per share 96020 I Grantor Retained Annuity Trusts Stock Option (right to buy) 110.58 2021-12-03 4 M 0 150235 0 D 2018-07-01 2022-09-10 Ordinary Shares, nominal value $0.000304635 per share 150235 0 D The transaction reported on this Form 4 is being executed in light of year-end tax planning and the executive's upcoming retirement. Withholding of shares by Issuer to satisfy the tax payment related to the stock option exercise as well as the aggregate exercise price for the stock option. This transaction was executed in multiple trades at prices ranging from $229.97 to $230.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $230.97 to $231.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $231.97 to $232.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $232.97 to $233.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. 100% of the shares underlying the option vested and were exercisable on July 1, 2018. /s/ John J. Haley by Elaine Wiggins, Attorney-in-Fact (power of attorney previously filed) 2021-12-07