0001498301-18-000125.txt : 20181212 0001498301-18-000125.hdr.sgml : 20181212 20181212160116 ACCESSION NUMBER: 0001498301-18-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181210 FILED AS OF DATE: 20181212 DATE AS OF CHANGE: 20181212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWTHER KRILL KATHERINE CENTRAL INDEX KEY: 0001140530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 181230953 MAIL ADDRESS: STREET 1: C/O ASCENA RETAIL GROUP, INC. STREET 2: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0803 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-10 0001498301 Ascena Retail Group, Inc. ASNA 0001140530 LAWTHER KRILL KATHERINE C/O ASCENA RETAIL GROUP, INC. 933 MAC ARTHUR BOULEVARD MAHWAH NJ 07430 1 0 0 0 Common 2018-12-10 4 M 0 4237 A 150186 D Restricted Stock Units 2018-12-10 4 M 0 4237 0 D Common 4237 0 D Restricted stock units convert into common stock on a one-for-one basis. Granted under the Company's 2010 Stock Incentive Plan On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date. Mary Beth Riley by power of attorney 2018-12-12