-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PmObhx+bYBHHwcfqRyrRprsXyonJETqF6oWKBgqwh51jfrDvMUCit9cVxZuogHh7 LIVk0Wm0BlN/tPkcOhjBIw== 0001140509-10-000015.txt : 20101102 0001140509-10-000015.hdr.sgml : 20101102 20101102164636 ACCESSION NUMBER: 0001140509-10-000015 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101101 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20101102 DATE AS OF CHANGE: 20101102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIDEWATER FUTURES FUND LP CENTRAL INDEX KEY: 0001140509 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 133811113 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-52604 FILM NUMBER: 101158726 BUSINESS ADDRESS: STREET 1: C/O CERES MANAGED FUTURES LLC STREET 2: 55 EAST 59TH STREET - 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-559-2011 MAIL ADDRESS: STREET 1: C/O CERES MANAGED FUTURES LLC STREET 2: 55 EAST 59TH STREET - 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY TIDEWATER FUTURES FUND LP DATE OF NAME CHANGE: 20010511 8-K 1 tidewater.htm TIDEWATER FUTURES FUND L.P. tidewater.htm
 
 
 

                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                    FORM 8-K

                                 CURRENT REPORT

     Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


        Date of Report (Date of earliest event reported): November 1, 2010

                          TIDEWATER FUTURES FUND L.P.
             (Exact name of registrant as specified in its charter)


   New York                    000-52604                      13-3811113
--------------                 ------------------               ------------------
(State or other          (Commission File         (IRS Employer
jurisdiction of               Number)                  Identification No.)
incorporation)


                        c/o Ceres Managed Futures LLC
                           522 Fifth Avenue - 14th Floor
                               New York, NY 10036

              (Address and Zip Code of principal executive offices)


       Registrant's telephone number, including area code: (212) 296-1999
                                                           --------------

                                 Not Applicable
          (Former name or former address, if changed since last report)


Check  the  appropriate  box  below  if the  Form  8-K  filing  is  intended  to
simultaneously  satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):

     |_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)

     |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)

     |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))

     |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))



 
 
 

Item 3.02 Unregistered Sales of Equity Securities
 
                          On November 1, 2010, the Fund issued 121.6036 Units in exchange for $215,000 in a transaction  that was
not  registered under the Act. The Units were issued in reliance upon applicable exemptions from registration 
 under  Section  4(2) of the Act and  Section 506 of  Regulation  D promulgated thereunder.




 
 
 

                                   SIGNATURES

     Pursuant to the  requirements  of the Securities  Exchange Act of 1934, the
Registrant  has duly  caused  this  Report  to be  signed  on its  behalf by the
undersigned hereunto duly authorized.



       TIDEWATER FUTURES FUND L.P.

       By: Ceres Managed Futures LLC
   General Partner


By /s/  Walter Davis
              -----------------------
              Walter Davis
              President and Director



       By/s/   Jennifer Magro
               ------------------------
               Jennifer Magro
               Chief Financial Officer and Director


Date: November 2, 2010




 
 
 
 


                           Ceres Managed Futures LLC
                           522 Fifth Avenue - 14th Floor
                           New York, NY 10036


November 2, 2010

VIA EDGAR

Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549

Re:      Tidewater Futures Fund L.P.
            Current Report on Form 8-K

Ladies and Gentlemen:

On behalf of Tidewater Futures Fund L.P. and pursuant to Rule 13a-11 promulgated
by the  Securities  and  Exchange  Commission  (the  "Commission"),  we transmit
herewith for filing with the  Commission  via EDGAR a Current Report on Form 8-K
pursuant to the  Securities  Exchange Act of 1934 and the rules and  regulations
thereunder.

Should  members of the  Commission's  staff have any  questions or comments with
respect to this filing, please contact the undersigned at (212) 296-1290.

Very truly yours,

/s/ Brian Centner
    -------------
    Brian Centner


 
 
 
 

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