0001172661-23-003871.txt : 20231114 0001172661-23-003871.hdr.sgml : 20231114 20231114094007 ACCESSION NUMBER: 0001172661-23-003871 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 231402150 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 9TH FL #9121 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 9TH FL #9121 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001140315 XXXXXXXX 09-30-2023 09-30-2023 false HARVEST MANAGEMENT LLC
515 Madison Ave 9th Fl #9121 New York NY 10022
13F HOLDINGS REPORT 028-06505 000124477 801-61814 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith.
Marjorie Gochberg Kellner Managing Member 212-634-3600 /s/ Marjorie Gochberg Kellner New York NY 11-14-2023 2 49 192256716 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG
INFORMATION TABLE 2 infotable.xml ABCAM PLC ADS 000380204 5250160 232000 SH OTR 1,2 0 232000 0 ACTIVISION BLIZZARD INC COM 00507V109 41150385 439500 SH OTR 1,2 0 439500 0 ALBERTSONS COS INC COMMON STOCK 013091103 796250 35000 SH OTR 1,2 0 35000 0 ALPHABET INC CAP STK CL C 02079K107 218871 1660 SH OTR 1,2 0 1660 0 ALTERYX INC COM CL A 02156B103 565350 15000 SH Put OTR 1,2 0 15000 0 ALTERYX INC COM CL A 02156B103 471125 12500 SH OTR 1,2 0 12500 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 1287360 24000 SH OTR 1,2 0 24000 0 ANALOG DEVICES INC COM 032654105 500407 2858 SH OTR 1,2 0 2858 0 AURINIA PHARMACEUTICALS INC COM 05156V102 77700 10000 SH Put OTR 1,2 0 10000 0 AURINIA PHARMACEUTICALS INC COM 05156V102 116550 15000 SH OTR 1,2 0 15000 0 BIOHAVEN LTD COM G1110E107 405756 15600 SH OTR 1,2 0 15600 0 CAPRI HOLDINGS LIMITED SHS G1890L107 4208800 80000 SH OTR 1,2 0 80000 0 CAPRI HOLDINGS LIMITED SHS G1890L107 4208800 80000 SH Put OTR 1,2 0 80000 0 CCC INTELLIGENT SOLUTIONS HL COM 12510Q100 267000 20000 SH OTR 1,2 0 20000 0 CCC INTELLIGENT SOLUTIONS HL COM 12510Q100 333750 25000 SH Put OTR 1,2 0 25000 0 CERAGON NETWORKS LTD ORD M22013102 63407 30930 SH OTR 1,2 0 30930 0 CHICOS FAS INC COM 168615102 1122000 150000 SH OTR 1,2 0 150000 0 CIRCOR INTL INC COM 17273K109 1728250 31000 SH OTR 1,2 0 31000 0 DENBURY INC COM 24790A101 372438 3800 SH OTR 1,2 0 3800 0 HERITAGE CRYSTAL CLEAN INC COM 42726M106 3219850 71000 SH OTR 1,2 0 71000 0 HORIZON THERAPEUTICS PUB L SHS G46188101 30542160 264000 SH OTR 1,2 0 264000 0 HOSTESS BRANDS INC CL A 44109J106 2498250 75000 SH OTR 1,2 0 75000 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 485748 26200 SH Put OTR 1,2 0 26200 0 INTERNATIONAL PAPER CO COM 460146103 957690 27000 SH Put OTR 1,2 0 27000 0 KENVUE INC COM 49177J102 341360 17000 SH OTR 1,2 0 17000 0 LUMEN TECHNOLOGIES INC COM 550241103 17807 12540 SH OTR 1,2 0 12540 0 NATIONAL INSTRS CORP COM 636518102 17939658 300900 SH OTR 1,2 0 300900 0 NEW RELIC INC COM 64829B100 2568600 30000 SH OTR 1,2 0 30000 0 NEXTGEN HEALTHCARE INC COM 65343C102 237300 10000 SH OTR 1,2 0 10000 0 QIAGEN NV SHS NEW N72482123 243000 6000 SH OTR 1,2 0 6000 0 ROIVANT SCIENCES LTD SHS G76279101 140160 12000 SH OTR 1,2 0 12000 0 SALESFORCE INC COM 79466L302 365004 1800 SH OTR 1,2 0 1800 0 SCIPLAY CORPORATION CL A 809087109 8849264 388637 SH OTR 1,2 0 388637 0 SEAGEN INC COM 81181C104 20154250 95000 SH OTR 1,2 0 95000 0 SEAGEN INC COM 81181C104 5303750 25000 SH Put OTR 1,2 0 25000 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 1281250 25000 SH Put OTR 1,2 0 25000 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 1281250 25000 SH OTR 1,2 0 25000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3419840 8000 SH Call OTR 1,2 0 8000 0 SPLUNK INC COM 848637104 3802500 26000 SH OTR 1,2 0 26000 0 STRATASYS LTD SHS M85548101 1361789 100058 SH OTR 1,2 0 100058 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 267967 7106 SH OTR 1,2 0 7106 0 TECK RESOURCES LTD CL B 878742204 258540 6000 SH OTR 1,2 0 6000 0 TEGNA INC COM 87901J105 437100 30000 SH OTR 1,2 0 30000 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 270160 11000 SH OTR 1,2 0 11000 0 UNITED STATES STL CORP NEW COM 912909108 958160 29500 SH OTR 1,2 0 29500 0 VMWARE INC CL A COM 928563402 20893240 125500 SH OTR 1,2 0 125500 0 WESTROCK CO COM 96145D105 358000 10000 SH OTR 1,2 0 10000 0 WORKIVA INC COM CL A 98139A105 354690 3500 SH OTR 1,2 0 3500 0 WORKIVA INC COM CL A 98139A105 304020 3000 SH Put OTR 1,2 0 3000 0