0001172661-22-001324.txt : 20220516 0001172661-22-001324.hdr.sgml : 20220516 20220516091207 ACCESSION NUMBER: 0001172661-22-001324 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 22925911 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 515 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001140315 XXXXXXXX 03-31-2022 03-31-2022 false HARVEST MANAGEMENT LLC

515 Madison Ave 20th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 05-16-2022 2 53 114275 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml ACTIVISION BLIZZARD INC COM 00507V109 2443 30500 SH OTR 1,2 0 30500 0 ACTIVISION BLIZZARD INC COM 00507V109 1602 20000 SH Put OTR 1,2 0 20000 0 AECOM COM 00766T100 999 13000 SH OTR 1,2 0 13000 0 ALLEGHANY CORP MD COM 017175100 4177 4932 SH OTR 1,2 0 4932 0 ALPHABET INC CAP STK CL C 02079K107 232 83 SH OTR 1,2 0 83 0 ANALOG DEVICES INC COM 032654105 616 3732 SH OTR 1,2 0 3732 0 ANAPLAN INC COM 03272L108 4001 61500 SH OTR 1,2 0 61500 0 APPLE INC COM 037833100 543 3110 SH OTR 1,2 0 3110 0 ATOTECH LTD COM G0625A105 593 27000 SH OTR 1,2 0 27000 0 ATOTECH LTD COM G0625A105 988 45000 SH Put OTR 1,2 0 45000 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 312 2633 SH OTR 1,2 0 2633 0 BOTTOMLINE TECH DEL INC COM 101388106 3406 60100 SH OTR 1,2 0 60100 0 CERAGON NETWORKS LTD ORD M22013102 23 10930 SH OTR 1,2 0 10930 0 CERNER CORP COM 156782104 9702 103700 SH OTR 1,2 0 103700 0 CHANGE HEALTHCARE INC COM 15912K100 654 30000 SH OTR 1,2 0 30000 0 CHANGE HEALTHCARE INC COM 15912K100 654 30000 SH Put OTR 1,2 0 30000 0 COHERENT INC COM 192479103 4215 15418 SH OTR 1,2 0 15418 0 CUMMINS INC COM 231021106 205 1000 SH OTR 1,2 0 1000 0 KOHLS CORP COM 500255104 1814 30000 SH Put OTR 1,2 0 30000 0 KOHLS CORP COM 500255104 1512 25000 SH OTR 1,2 0 25000 0 KOHLS CORP COM 500255104 1796 29700 SH Call OTR 1,2 0 29700 0 LUMEN TECHNOLOGIES INC COM 550241103 141 12540 SH OTR 1,2 0 12540 0 MACYS INC COM 55616P104 974 40000 SH Put OTR 1,2 0 40000 0 MANDIANT INC COM 562662106 669 30000 SH OTR 1,2 0 30000 0 MIMECAST LTD ORD SHS G14838109 5280 66362 SH OTR 1,2 0 66362 0 MOMENTIVE GLOBAL INC COM 60878Y108 2317 142500 SH Put OTR 1,2 0 142500 0 MOMENTIVE GLOBAL INC COM 60878Y108 6011 369682 SH OTR 1,2 0 369682 0 NIELSEN HLDGS PLC SHS EUR G6518L108 2247 82500 SH OTR 1,2 0 82500 0 OMNICELL COM COM 68213N109 371 2868 SH OTR 1,2 0 2868 0 ORTHO CLINICAL DIAGNOSTICS H ORD SHS G6829J107 1472 78900 SH OTR 1,2 0 78900 0 PARDES BIOSCIENCES INC COM 69945Q105 364 50379 SH OTR 1,2 0 50379 0 PERSONALIS INC COM 71535D106 82 10000 SH OTR 1,2 0 10000 0 PILGRIMS PRIDE CORP COM 72147K108 1033 41155 SH OTR 1,2 0 41155 0 PLANTRONICS INC NEW COM 727493108 1182 30000 SH OTR 1,2 0 30000 0 PLAYTIKA HLDG CORP COM 72815L107 1933 100000 SH Put OTR 1,2 0 100000 0 PLAYTIKA HLDG CORP COM 72815L107 967 50000 SH OTR 1,2 0 50000 0 PREFERRED APT CMNTYS INC COM 74039L103 624 25000 SH OTR 1,2 0 25000 0 QIAGEN NV SHS NEW N72482123 536 10930 SH OTR 1,2 0 10930 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 4852 80000 SH OTR 1,2 0 80000 0 ROGERS CORP COM 775133101 1188 4372 SH OTR 1,2 0 4372 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 6853 220700 SH OTR 1,2 0 220700 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11291 25000 SH Put OTR 1,2 0 25000 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 134 12500 SH OTR 1,2 0 12500 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1537 10000 SH Put OTR 1,2 0 10000 0 TEGNA INC COM 87901J105 309 13800 SH OTR 1,2 0 13800 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 968 20000 SH OTR 1,2 0 20000 0 TRISTATE CAP HLDGS INC COM 89678F100 3659 110100 SH OTR 1,2 0 110100 0 UIPATH INC CL A 90364P105 216 10000 SH Put OTR 1,2 0 10000 0 VONAGE HLDGS CORP COM 92886T201 467 23000 SH Put OTR 1,2 0 23000 0 WELBILT INC COM 949090104 3167 133355 SH OTR 1,2 0 133355 0 ZENDESK INC COM 98936J101 4210 35000 SH Put OTR 1,2 0 35000 0 ZENDESK INC COM 98936J101 5963 49570 SH OTR 1,2 0 49570 0 ZYNGA INC CL A 98986T108 2772 300000 SH OTR 1,2 0 300000 0