0001144204-15-068959.txt : 20151202 0001144204-15-068959.hdr.sgml : 20151202 20151202123713 ACCESSION NUMBER: 0001144204-15-068959 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20151202 DATE AS OF CHANGE: 20151202 EFFECTIVENESS DATE: 20151202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST MANAGEMENT LLC CENTRAL INDEX KEY: 0001140315 IRS NUMBER: 133863996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06505 FILM NUMBER: 151264060 BUSINESS ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-3600 MAIL ADDRESS: STREET 1: 527 MADISON AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001140315 XXXXXXXX 03-31-2015 03-31-2015 false HARVEST MANAGEMENT LLC

527 Madison Ave 9th Fl New York NY 10022

13F HOLDINGS REPORT 028-06505 Y Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith. Marjorie Gochberg Kellner 212-644-2202 /s/ Marjorie Gochberg Kellner New York NY 12-02-2015 2 71 92984 1 0001074026 028-07384 BOHRER NATHANIEL 2 0001080371 028-04407 KELLNER MARJORIE GOCHBERG INFORMATION TABLE 2 infotable.xml Abbvie PUT 00287Y959 293 5000 SH Put OTR 1, 2 0 5000 0 Actavis Inc SHS g0083b108 2273 7637 SH OTR 1, 2 0 7637 0 Advent Software COM 007974108 2647 60000 SH OTR 1, 2 0 60000 0 Alcoa Inc PUT 013817951 258 20000 SH Put OTR 1, 2 0 20000 0 Altera Corp COM 021441100 1287 30000 SH OTR 1, 2 0 30000 0 Altera Corp PUT 021441950 215 5000 SH Put OTR 1, 2 0 5000 0 American Realty Capital Prop COM 02917t104 148 15000 SH OTR 1, 2 0 15000 0 Ann Inc COM 035623107 287 7000 SH OTR 1, 2 0 7000 0 Apple Inc COM 037833100 295 2370 SH OTR 1, 2 0 2370 0 Aruba Networks COM 043176106 2878 117500 SH OTR 1, 2 0 117500 0 Barnes & Noble Inc. COM 067774109 487 20500 SH OTR 1, 2 0 20500 0 Becton Dickinson & Co COM 075887109 287 2000 SH OTR 1, 2 0 2000 0 Biomarin Phramaceutical COM 09061g101 249 2000 SH OTR 1, 2 0 2000 0 Carbonite Inc COM 141337105 715 50000 SH OTR 1, 2 0 50000 0 CenturyLink Inc COM 156700106 433 12540 SH OTR 1, 2 0 12540 0 City National Corp COM 178566105 3029 34000 SH OTR 1, 2 0 34000 0 Cleco Corp COM 12561w105 229 4200 SH OTR 1, 2 0 4200 0 Community Helath CVR RIGHT 01/27/2016 203668116 4 160000 SH OTR 1, 2 0 160000 0 Courier Corp COM 222660102 1285 52500 SH OTR 1, 2 0 52500 0 Cyberonics Inc. COM 23251P102 260 4000 SH OTR 1, 2 0 4000 0 Cypress Semiconductor COM 232806109 141 10000 SH OTR 1, 2 0 10000 0 Dresser-Rand Group PUT 261608953 329 4100 SH Put OTR 1, 2 0 4100 0 Direct TV COM 25490a309 4127 48500 SH OTR 1, 2 0 48500 0 Dollar General Corp COM 256677105 339 4500 SH OTR 1, 2 0 4500 0 Emulex Corp COM NEW 292475209 1358 170350 SH OTR 1, 2 0 170350 0 Equity Commonwealth COM SH BEN INT 294628102 558 21000 SH OTR 1, 2 0 21000 0 Exelis Inc COM 30162a108 609 25000 SH OTR 1, 2 0 25000 0 Express Inc COM 30219e103 273 16500 SH OTR 1, 2 0 16500 0 Family Dlr Stores COM 307000109 9905 125000 SH OTR 1, 2 0 125000 0 Foundation Medical COM 350465100 1443 30000 SH OTR 1, 2 0 30000 0 Foundation Medical PUT 350465950 96 2000 SH Put OTR 1, 2 0 2000 0 Gannett Inc COM 364730101 501 13500 SH OTR 1, 2 0 13500 0 Hospira Inc COM 441060100 1537 17500 SH OTR 1, 2 0 17500 0 Hyperion Therapeutics COM 44915n101 551 12000 SH OTR 1, 2 0 12000 0 International Game Technology PUT 459902952 174 10000 SH Put OTR 1, 2 0 10000 0 Kofax LTD COM USD G5307C105 1369 125000 SH OTR 1, 2 0 125000 0 Kraft Foods Group COM 50076q106 1089 12500 SH OTR 1, 2 0 12500 0 Lamar Advertising Co. CL A 512816109 1422 24000 SH OTR 1, 2 0 24000 0 Lexmark Intl New CL A 529771107 212 5000 SH OTR 1, 2 0 5000 0 Life Time Fitness COM 53217R207 1419 20000 SH OTR 1, 2 0 20000 0 Lorillard Inc PUT 544147951 327 5000 SH Put OTR 1, 2 0 5000 0 Macerich Company CALL 554382901 843 10000 SH Call OTR 1, 2 0 10000 0 Maxim Integrated Prods Inc COM 57772k101 206 5924 SH OTR 1, 2 0 5924 0 Men's Wearhouse Inc COM 587118100 705 13500 SH OTR 1, 2 0 13500 0 MGM Resorts Int'l COM 552953101 1052 50000 SH OTR 1, 2 0 50000 0 Norcraft Cos COM 65557y105 1457 57000 SH OTR 1, 2 0 57000 0 Office Depot COM 676220106 184 20000 SH OTR 1, 2 0 20000 0 Orbitz Worldwide COM 68557k109 3498 300000 SH OTR 1, 2 0 300000 0 Packaging Corp of America COM 695156109 367 4700 SH OTR 1, 2 0 4700 0 Partnerre Ltd COM G6852T105 286 2500 SH OTR 1, 2 0 2500 0 Perkinelmer COM 714046109 205 4000 SH OTR 1, 2 0 4000 0 Pharmacyclics COM 716933106 7167 28000 SH OTR 1, 2 0 28000 0 Pioneer Nat'l Res COM 723787107 433 2650 SH OTR 1, 2 0 2650 0 Polypore Int'l COM 73179v103 265 4500 SH OTR 1, 2 0 4500 0 Receptos Inc COM 756207106 247 1500 SH OTR 1, 2 0 1500 0 RTI International Metals Inc COM 74973W107 1167 32500 SH OTR 1, 2 0 32500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2271 11000 SH OTR 1, 2 0 11000 0 Salix Pharmaceuticals COM 795435106 13393 77500 SH OTR 1, 2 0 77500 0 Scripps Networks Interactive CL A COM 811065101 261 3800 SH OTR 1, 2 0 3800 0 Sigma-Aldrich Corp COM 826552101 1521 11000 SH OTR 1, 2 0 11000 0 Signet Jewelers Limited SHS g81276100 1013 7300 SH OTR 1, 2 0 7300 0 Talisman Energy Inc COM 87425e103 230 30000 SH OTR 1, 2 0 30000 0 Time Warner Cable Inc COM 88732J207 3447 23000 SH OTR 1, 2 0 23000 0 T-Mobile US Inc COM 872590104 380 12000 SH OTR 1, 2 0 12000 0 TRW Automotive Hldgs Corp COM 87264S106 3670 35000 SH OTR 1, 2 0 35000 0 United Healthcare COM 91324P102 591 5000 SH OTR 1, 2 0 5000 0 Valeant Pharmaceuticals COM 91911k102 1291 6500 SH OTR 1, 2 0 6500 0 Vitesse Semiconductor Corp COM NEW 928497304 637 120000 SH OTR 1, 2 0 120000 0 Vitesse Semiconductor Corp CALL 928497904 40 7500 SH Call OTR 1, 2 0 7500 0 Zimmer Holdings COM 98956P102 588 5000 SH OTR 1, 2 0 5000 0 Zoetis Inc CL A 98978V103 231 5000 SH OTR 1, 2 0 5000 0