0001209191-18-058760.txt : 20181115
0001209191-18-058760.hdr.sgml : 20181115
20181115165024
ACCESSION NUMBER: 0001209191-18-058760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181113
FILED AS OF DATE: 20181115
DATE AS OF CHANGE: 20181115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOEPPE PAUL F
CENTRAL INDEX KEY: 0001271449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 181187764
MAIL ADDRESS:
STREET 1: 2825 BREWERY RD
CITY: CROSS PLAINS
STATE: WI
ZIP: 53528
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N88 W13901 MAIN STREET, SUITE 200
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N88 W13901 MAIN STREET, SUITE 200
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-13
0
0001140310
EnSync, Inc.
ESNC
0001271449
KOEPPE PAUL F
N88 W13901 MAIN STREET, SUITE 200
MENOMONEE FALLS
WI
53051
1
0
0
0
Common Stock
2387593
D
Restricted Stock Units
0.00
2018-11-13
4
A
0
77273
0.00
A
Common Stock
77273
77273
D
Restricted Stock Units
0.00
2018-11-13
4
A
0
327273
0.00
A
Common Stock
327273
327273
D
Each restricted stock unit represents a contingent right to receive one share of common stock.
Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
The restricted stock units vested upon grant.
The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively.
/s/ Paul F. Koeppe by Mark R. Busch, attorney-in-fact
2018-11-15