0001209191-18-009559.txt : 20180213
0001209191-18-009559.hdr.sgml : 20180213
20180213163205
ACCESSION NUMBER: 0001209191-18-009559
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180209
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dallapiazza William
CENTRAL INDEX KEY: 0001719096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 18603910
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-09
0
0001140310
EnSync, Inc.
ESNC
0001719096
Dallapiazza William
N93 W13901 MAIN STREET
SUITE 200
MENOMONEE FALLS
WI
53051
0
1
0
0
Chief Financial Officer
Stock Option (right to buy)
0.37
2018-02-09
4
A
0
120000
0.00
A
2026-02-09
Common Stock
120000
120000
D
These options will vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date.
/s/ William Dallapiazza by Mark R. Busch, attorney-in-fact
2018-02-13