0001209191-18-009559.txt : 20180213 0001209191-18-009559.hdr.sgml : 20180213 20180213163205 ACCESSION NUMBER: 0001209191-18-009559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dallapiazza William CENTRAL INDEX KEY: 0001719096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 18603910 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-09 0 0001140310 EnSync, Inc. ESNC 0001719096 Dallapiazza William N93 W13901 MAIN STREET SUITE 200 MENOMONEE FALLS WI 53051 0 1 0 0 Chief Financial Officer Stock Option (right to buy) 0.37 2018-02-09 4 A 0 120000 0.00 A 2026-02-09 Common Stock 120000 120000 D These options will vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date. /s/ William Dallapiazza by Mark R. Busch, attorney-in-fact 2018-02-13