0001209191-17-067210.txt : 20171226 0001209191-17-067210.hdr.sgml : 20171226 20171226161622 ACCESSION NUMBER: 0001209191-17-067210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171221 FILED AS OF DATE: 20171226 DATE AS OF CHANGE: 20171226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hansen Bradley CENTRAL INDEX KEY: 0001607567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 171274546 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-21 0 0001140310 EnSync, Inc. ESNC 0001607567 Hansen Bradley N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 1 1 0 0 President and CEO Common Stock 2017-12-21 4 M 0 250000 0.00 A 250000 D Common Stock 2017-12-21 4 F 0 84050 0.46 D 165950 D Restricted Stock Unitsi 2017-12-21 4 M 0 250000 0.00 D Common Stock 250000 500000 D Restricted Stock Units 2017-12-21 4 A 0 500000 0.00 A Common Stock 500000 500000 D Represents shares of common stock acquired upon the vesting of a restricted stock unit award on December 21, 2017. Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on December 21, 2017. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted on November 14, 2016 that partially vested on November 14, 2017 and settled on December 21, 2017. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. These restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. /s/ Bradley Hansen by Mark R. Busch, attorney-in-fact 2017-12-26