0001209191-17-067210.txt : 20171226
0001209191-17-067210.hdr.sgml : 20171226
20171226161622
ACCESSION NUMBER: 0001209191-17-067210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171221
FILED AS OF DATE: 20171226
DATE AS OF CHANGE: 20171226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hansen Bradley
CENTRAL INDEX KEY: 0001607567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 171274546
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-21
0
0001140310
EnSync, Inc.
ESNC
0001607567
Hansen Bradley
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
1
1
0
0
President and CEO
Common Stock
2017-12-21
4
M
0
250000
0.00
A
250000
D
Common Stock
2017-12-21
4
F
0
84050
0.46
D
165950
D
Restricted Stock Unitsi
2017-12-21
4
M
0
250000
0.00
D
Common Stock
250000
500000
D
Restricted Stock Units
2017-12-21
4
A
0
500000
0.00
A
Common Stock
500000
500000
D
Represents shares of common stock acquired upon the vesting of a restricted stock unit award on December 21, 2017.
Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on December 21, 2017.
Each restricted stock unit represents a contingent right to receive one share of common stock.
Represents a restricted stock unit award granted on November 14, 2016 that partially vested on November 14, 2017 and settled on December 21, 2017. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
These restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
/s/ Bradley Hansen by Mark R. Busch, attorney-in-fact
2017-12-26