0001209191-17-066633.txt : 20171220 0001209191-17-066633.hdr.sgml : 20171220 20171220161739 ACCESSION NUMBER: 0001209191-17-066633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171219 FILED AS OF DATE: 20171220 DATE AS OF CHANGE: 20171220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dennis Kevin CENTRAL INDEX KEY: 0001500984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 171266936 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-19 0 0001140310 EnSync, Inc. ESNC 0001500984 Dennis Kevin N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 0 1 0 0 VP System Eng and Dev Common Stock 7262 D Stock Option (right to buy) 0.41 2017-12-19 4 A 0 120000 0.00 A 2025-12-19 Common Stock 120000 120000 D These options will vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date. /s/ Kevin Dennis by Mark R. Busch, attorney-in-fact 2017-12-20