0001209191-17-061182.txt : 20171116
0001209191-17-061182.hdr.sgml : 20171116
20171116162553
ACCESSION NUMBER: 0001209191-17-061182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171114
FILED AS OF DATE: 20171116
DATE AS OF CHANGE: 20171116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOEPPE PAUL F
CENTRAL INDEX KEY: 0001271449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 171208302
MAIL ADDRESS:
STREET 1: 2825 BREWERY RD
CITY: CROSS PLAINS
STATE: WI
ZIP: 53528
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-14
0
0001140310
EnSync, Inc.
ESNC
0001271449
KOEPPE PAUL F
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
1
0
0
0
Common Stock
1041439
D
Restricted Stock Units
0.00
2017-11-14
4
A
0
232615
0.00
A
Common Stock
232615
232615
D
Each restricted stock unit represents a contingent right to receive one share of common stock.
Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2018, June 30, 2018 and September 30, 2018, respectively.
/s/ Paul F. Koeppe by Mark R. Busch, attorney-in-fact
2017-11-16