0001209191-17-048347.txt : 20170809 0001209191-17-048347.hdr.sgml : 20170809 20170809183337 ACCESSION NUMBER: 0001209191-17-048347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170505 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dennis Kevin CENTRAL INDEX KEY: 0001500984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 171019280 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-05 0 0001140310 EnSync, Inc. ESNC 0001500984 Dennis Kevin N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 0 1 0 0 VP System Eng and Dev Common Stock 2017-05-05 4 M 0 252 0.48 A 7514 D Common Stock 2017-05-05 4 S 0 252 0.80 D 7262 D Stock Option (right to buy) 0.48 2017-05-05 4 M 0 252 0.00 D 2015-11-17 2022-12-11 Common Stock 252 59748 D Represents shares sold pursuant to Rule 10b5-1 Plan. Represents a stock option award granted on December 11, 2014 and partially earned and vested on November 17, 2015 based on the satisfaction of certain performance-based vesting requirements. /s/ Kevin Dennis by Mark R. Busch, attorney-in-fact 2017-08-09