0001209191-17-048347.txt : 20170809
0001209191-17-048347.hdr.sgml : 20170809
20170809183337
ACCESSION NUMBER: 0001209191-17-048347
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170505
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dennis Kevin
CENTRAL INDEX KEY: 0001500984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 171019280
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-05
0
0001140310
EnSync, Inc.
ESNC
0001500984
Dennis Kevin
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
0
1
0
0
VP System Eng and Dev
Common Stock
2017-05-05
4
M
0
252
0.48
A
7514
D
Common Stock
2017-05-05
4
S
0
252
0.80
D
7262
D
Stock Option (right to buy)
0.48
2017-05-05
4
M
0
252
0.00
D
2015-11-17
2022-12-11
Common Stock
252
59748
D
Represents shares sold pursuant to Rule 10b5-1 Plan.
Represents a stock option award granted on December 11, 2014 and partially earned and vested on November 17, 2015 based on the satisfaction of certain performance-based vesting requirements.
/s/ Kevin Dennis by Mark R. Busch, attorney-in-fact
2017-08-09