0001209191-16-150650.txt : 20161116
0001209191-16-150650.hdr.sgml : 20161116
20161116175651
ACCESSION NUMBER: 0001209191-16-150650
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birnbaum Manfred E
CENTRAL INDEX KEY: 0001422900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 162003391
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-14
0
0001140310
EnSync, Inc.
ESNC
0001422900
Birnbaum Manfred E
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
1
0
0
0
Common Stock
2016-11-14
4
M
0
18182
0.00
A
377587
D
Restricted Stock Units
0.00
2016-11-14
4
A
0
72727
0.00
A
Common Stock
72727
72727
D
Restricted Stock Units
0.00
2016-11-14
4
M
0
18182
0.00
D
Common Stock
18182
54545
D
Represents shares acquired upon vesting of a restricted stock unit award.
Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units that become earned and vested are payable at the earlier of (i) vesting and (ii) the date of a change in control.
Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2017, June 30, 2017 and September 30, 2017, respectively.
/s/ Manfred E. Birnbaum by Mark R. Busch, attorney-in-fact
2016-11-16