0001209191-16-130255.txt : 20160630
0001209191-16-130255.hdr.sgml : 20160630
20160630164418
ACCESSION NUMBER: 0001209191-16-130255
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160628
FILED AS OF DATE: 20160630
DATE AS OF CHANGE: 20160630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whisman Frederick
CENTRAL INDEX KEY: 0001655773
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 161743618
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-28
0
0001140310
EnSync, Inc.
ESNC
0001655773
Whisman Frederick
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
0
1
0
0
VP - Sales
Common Stock
2016-06-28
4
P
0
108
0.31
A
20108
D
Common Stock
2016-06-29
4
P
0
3827
0.36
A
23935
D
Stock Option (right to buy)
0.37
2016-06-28
4
A
0
360000
0.00
A
2024-06-28
Common Stock
360000
360000
D
These options will vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date.
/s/ Frederick Whisman by Mark R. Busch, attorney-in-fact
2016-06-30