0001209191-16-130255.txt : 20160630 0001209191-16-130255.hdr.sgml : 20160630 20160630164418 ACCESSION NUMBER: 0001209191-16-130255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160628 FILED AS OF DATE: 20160630 DATE AS OF CHANGE: 20160630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whisman Frederick CENTRAL INDEX KEY: 0001655773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 161743618 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-28 0 0001140310 EnSync, Inc. ESNC 0001655773 Whisman Frederick N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 0 1 0 0 VP - Sales Common Stock 2016-06-28 4 P 0 108 0.31 A 20108 D Common Stock 2016-06-29 4 P 0 3827 0.36 A 23935 D Stock Option (right to buy) 0.37 2016-06-28 4 A 0 360000 0.00 A 2024-06-28 Common Stock 360000 360000 D These options will vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date. /s/ Frederick Whisman by Mark R. Busch, attorney-in-fact 2016-06-30