0001209191-16-130254.txt : 20160630 0001209191-16-130254.hdr.sgml : 20160630 20160630164248 ACCESSION NUMBER: 0001209191-16-130254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160628 FILED AS OF DATE: 20160630 DATE AS OF CHANGE: 20160630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schott James F. CENTRAL INDEX KEY: 0001488100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 161743594 MAIL ADDRESS: STREET 1: 700 NORTH ADAMS STREET STREET 2: P. O. BOX 19001 CITY: GREEN BAY STATE: WI ZIP: 54307-9001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-28 0 0001140310 EnSync, Inc. ESNC 0001488100 Schott James F. N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 0 1 0 0 Chief Financial Officer Common Stock 100000 D Stock Option (right to buy) 0.37 2016-06-28 4 A 0 360000 0.00 A 2024-06-28 Common Stock 360000 360000 D These options will vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date. /s/ James F. Schott by Mark R. Busch, attorney-in-fact 2016-06-30