0001209191-16-121282.txt : 20160518
0001209191-16-121282.hdr.sgml : 20160518
20160518163434
ACCESSION NUMBER: 0001209191-16-121282
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160516
FILED AS OF DATE: 20160518
DATE AS OF CHANGE: 20160518
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOEPPE PAUL F
CENTRAL INDEX KEY: 0001271449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 161660872
MAIL ADDRESS:
STREET 1: 2825 BREWERY RD
CITY: CROSS PLAINS
STATE: WI
ZIP: 53528
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-16
0
0001140310
EnSync, Inc.
ESNC
0001271449
KOEPPE PAUL F
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
1
0
0
0
Common Stock
2016-05-16
4
P
0
11134
0.2953
A
783288
D
Common Stock
2016-05-17
4
P
0
13866
0.3327
A
797154
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.28 to $0.298, inclusive. The reporting person undertakes to provide to EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.326 to $0.35, inclusive. The reporting person undertakes to provide to EnSync, Inc., any security holder of EnSync, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
/s/ Paul F. Koeppe by Mark R. Busch, attorney-in-fact
2016-05-18