0001209191-15-081333.txt : 20151119 0001209191-15-081333.hdr.sgml : 20151119 20151119171344 ACCESSION NUMBER: 0001209191-15-081333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151117 FILED AS OF DATE: 20151119 DATE AS OF CHANGE: 20151119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whisman Frederick CENTRAL INDEX KEY: 0001655773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 151244367 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-17 0 0001140310 EnSync, Inc. ESNC 0001655773 Whisman Frederick N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 0 1 0 0 VP - Sales Stock Option (right to buy) 0.50 2015-11-17 4 A 0 360000 0.00 A 2023-11-17 Common Stock 360000 360000 D These options will vest and become exercisable in three equal annual installments beginning on June 30, 2016. /s/ Frederick Whisman by Mark R. Busch, attorney-in-fact 2015-11-19