0001209191-15-071710.txt : 20150921 0001209191-15-071710.hdr.sgml : 20150921 20150921181225 ACCESSION NUMBER: 0001209191-15-071710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150917 FILED AS OF DATE: 20150921 DATE AS OF CHANGE: 20150921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0817 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hansen Bradley CENTRAL INDEX KEY: 0001607567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 151118182 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-17 0 0001140310 EnSync, Inc. ESNC 0001607567 Hansen Bradley N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 1 1 0 0 President and CEO Restricted Stock Units 2015-09-17 4 A 0 270000 0.00 A Common Stock 270000 270000 D Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted on June 24, 2014 and partially earned and vested on September 17, 2015 based on the satisfaction of certain performance-based vesting requirements. These restricted stock units settle six months after Mr. Hansen's separation of service from the company. /s/ Bradley Hansen by Mark R. Busch, attorney-in-fact 2015-09-21