0000899243-17-018192.txt : 20170712 0000899243-17-018192.hdr.sgml : 20170712 20170712061904 ACCESSION NUMBER: 0000899243-17-018192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170710 FILED AS OF DATE: 20170712 DATE AS OF CHANGE: 20170712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Melodious International Investments Group Ltd CENTRAL INDEX KEY: 0001684271 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 17961015 BUSINESS ADDRESS: STREET 1: 45F, CHINA RESOURCES BUILDING STREET 2: 26 HARBOUR ROAD, WAN CHAI CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-51264949 MAIL ADDRESS: STREET 1: 45F, CHINA RESOURCES BUILDING STREET 2: 26 HARBOUR ROAD, WAN CHAI CITY: HONG KONG STATE: K3 ZIP: 00000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-10 0 0001140310 EnSync, Inc. ESNC 0001684271 Melodious International Investments Group Ltd SEA MEADOW HOUSE, BLACKBURNE HIGHWAY (P.O. BOX 116), ROAD TOWN TORTOLA D8 VIRGIN ISLANDS, BRITISH 0 0 1 0 Series C-1 Convertible Preferred Stock 0.6678 2017-07-10 4 S 0 7012 1033.63 D Common Stock 10500000 0 I By Melodious Investments Company Limited Series C-2 Convertible Preferred Stock 0.6678 2017-07-10 4 S 0 4341 1033.63 D Common Stock 6500000 0 I By Melodious Investments Company Limited Pursuant to a share purchase agreement (the "Purchase Agreement") dated as of August 30, 2016 among Melodious Investments Company Limited ("MICL"), Jilun He and SPI Solar, Inc. ("SPI"), SPI repurchased from MICL, 7,012 shares of the issuer's Series C-1 Convertible Preferred Stock and 4,341 shares of the issuer's Series C-2 Convertible Preferred Stock (the "Sale Preferred Shares") at a per share price of $1,033.63 on July 10, 2017. Series C-1 Convertible Preferred Stock will only become convertible upon the completion of five megawatts worth of solar projects (the "Projects") in accordance with certain supply agreement by and between Solar Power, Inc. and the issuer dated July 13, 2015 and has no expiration date. Series C-2 Convertible Preferred Stock will only become convertible upon the completion of 15 megawatts worth of Projects and has no expiration date. Melodious International Investments Group Limited currently owns the entire outstanding share capital of Melodious Investments Company Limited which directly held the Sale Preferred Shares prior to July 10, 2017. /s/ Melodious International Investments Group Limited 2017-07-12