0000899243-17-018189.txt : 20170712
0000899243-17-018189.hdr.sgml : 20170712
20170712061542
ACCESSION NUMBER: 0000899243-17-018189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170710
FILED AS OF DATE: 20170712
DATE AS OF CHANGE: 20170712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Melodious Investments Co Ltd
CENTRAL INDEX KEY: 0001684263
STATE OF INCORPORATION: D8
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 17961013
BUSINESS ADDRESS:
STREET 1: 45F, CHINA RESOURCES BUILDING
STREET 2: 26 HARBOUR ROAD, WAN CHAI
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 852-51264949
MAIL ADDRESS:
STREET 1: 45F, CHINA RESOURCES BUILDING
STREET 2: 26 HARBOUR ROAD, WAN CHAI
CITY: HONG KONG
STATE: K3
ZIP: 00000
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-07-10
0
0001140310
EnSync, Inc.
ESNC
0001684263
Melodious Investments Co Ltd
SEA MEADOW HOUSE, BLACKBURNE HIGHWAY
(P.O. BOX 116), ROAD TOWN
TORTOLA
D8
VIRGIN ISLANDS, BRITISH
0
0
1
0
Series C-1 Convertible Preferred Stock
0.6678
2017-07-10
4
S
0
7012
1033.63
D
Common Stock
10500000
0
D
Series C-2 Convertible Preferred Stock
0.6678
2017-07-10
4
S
0
4341
1033.63
D
Common Stock
6500000
0
D
Pursuant to a share purchase agreement (the "Purchase Agreement") dated as of August 30, 2016 among Melodious Investments Company Limited ("MICL"), Jilun He and SPI Solar, Inc. ("SPI"), SPI repurchased from MICL, 7,012 shares of the issuer's Series C-1 Convertible Preferred Stock and 4,341 shares of the issuer's Series C-2 Convertible Preferred Stock at a per share price of $1,033.63 on July 10, 2017.
Series C-1 Convertible Preferred Stock will only become convertible upon the completion of five megawatts worth of solar projects (the "Projects") in accordance with certain supply agreement by and between Solar Power, Inc. and the issuer dated July 13, 2015 and has no expiration date.
Series C-2 Convertible Preferred Stock will only become convertible upon the completion of 15 megawatts worth of Projects and has no expiration date.
/s/ Melodious Investments Company Limited
2017-07-12