0001104659-16-102354.txt : 20160303 0001104659-16-102354.hdr.sgml : 20160303 20160303194431 ACCESSION NUMBER: 0001104659-16-102354 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151207 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ares Dynamic Credit Allocation Fund, Inc. CENTRAL INDEX KEY: 0001515324 IRS NUMBER: 454969053 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 201-4200 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Ares Senior Credit Strategies Fund, Inc. DATE OF NAME CHANGE: 20110314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SACHS DAVID A CENTRAL INDEX KEY: 0001140113 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22535 FILM NUMBER: 161483237 MAIL ADDRESS: STREET 1: C/O TEREX CORP STREET 2: 200 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 4/A 1 a4a.xml 4/A X0306 4/A 2015-12-07 2015-12-09 0 0001515324 Ares Dynamic Credit Allocation Fund, Inc. ARDC 0001140113 SACHS DAVID A 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 Common Stock 18446 I By Richards Sachs Investment Partners LLC Common Stock 2015-12-07 4 P 0 7500.00 13.52 A 67193 D The original Form 4 filed on December 9, 2015 mistakenly reported the amount of securities beneficially owned indirectly following the reported transaction to be 20,994.47. The shares are held by Richards Sachs Investment Partners LLC, a limited liability company, of which David A. Sachs is the sole manager and a beneficiary. The price reported in Column 4 is a weighted average price. These shares were purchased in two separate transactions at $13.519 and $13.52, respectively. The original Form 4 filed on December 9, 2015 mistakenly reported the amount of securities beneficially owned directly following the reported transaction to be 64,618.18. These shares are held directly by David A. Sachs Sep IRA, by David A Sachs Individual Brokerage, by David & Karen R Sachs TTEES Sachs Rev TR DTD 3/12/97, by David & Karen R Sachs TTEES KRS Sep EST Sachs TR DTD 3/12/97, by David & Karen Sachs TTEES FBO Sachs Rev TR DTD 3/12/97, by Custodian for Mr. David Sachs, and by Custodian for Mrs. Karen Richards Sachs. /s/ Brett Byrd, as attorney-in-fact for David A. Sachs 2016-03-03