0001140361-12-037132.txt : 20120814 0001140361-12-037132.hdr.sgml : 20120814 20120814170921 ACCESSION NUMBER: 0001140361-12-037132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVER CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001140042 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06477 FILM NUMBER: 121034184 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122233719 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Silver Capital Management, LLC Address: 767 Third Avenue, 32nd Floor, New York, New York 10017 Form 13F File Number: 28-06477 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Maria Holloway Title: Assistant Vice President Phone: (212) 223-3894 Signature, Place, and Date of Signing: /s/ Maria Holloway New York, New York 8/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $ 89,777 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------- ----- ADOBE SYS INC COM 00724F101 2,377 78,871 SH SOLE 3,450 75,421 0 ADOBE SYS INC COM 00724F101 309 10,260 SH DEFINED 0 10,260 0 ADOBE SYS INC COM 00724F101 64 2,110 SH OTHER 0 0 2,110 ADOBE SYS INC COM 00724F101 486 15,000 SH SOLE 15,000 0 0 AG MTG INVT TR INC COM 001228105 2,839 133,520 SH SOLE 5,830 127,690 0 AG MTG INVT TR INC COM 001228105 414 19,450 SH DEFINED 0 19,450 0 AG MTG INVT TR INC COM 001228105 80 3,750 SH OTHER 0 0 3,750 AG MTG INVT TR INC COM 001228105 1,410 65,604 SH SOLE 65,604 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1,381 40,120 SH SOLE 1,840 38,280 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 201 5,830 SH DEFINED 0 5,830 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 38 1,100 SH OTHER 0 0 1,100 AMERICAN CAP MTG INVT CORP COM 02504A104 367 15,400 SH SOLE 15,400 0 0 ARES CAP CORP COM 04010L103 2,680 166,263 SH SOLE 7,480 158,783 0 ARES CAP CORP COM 04010L103 395 24,520 SH DEFINED 0 24,520 0 ARES CAP CORP COM 04010L103 71 4,410 SH OTHER 0 0 4,410 ARES CAP CORP COM 04010L103 1,610 100,897 SH SOLE 100,897 0 0 ARES COML REAL ESTATE CORP COM 04013V108 1,240 73,920 SH SOLE 3,370 70,550 0 ARES COML REAL ESTATE CORP COM 04013V108 186 11,090 SH DEFINED 0 11,090 0 ARES COML REAL ESTATE CORP COM 04013V108 35 2,060 SH OTHER 0 0 2,060 CANADIAN NAT RES LTD COM 136385101 1,602 62,532 SH SOLE 2,600 59,932 0 CANADIAN NAT RES LTD COM 136385101 227 8,870 SH DEFINED 0 8,870 0 CANADIAN NAT RES LTD COM 136385101 42 1,620 SH OTHER 0 0 1,620 COMCAST CORP NEW CL A SPL 20030N200 1,938 63,247 SH SOLE 2,830 60,417 0 COMCAST CORP NEW CL A SPL 20030N200 235 7,660 SH DEFINED 0 7,660 0 COMCAST CORP NEW CL A SPL 20030N200 55 1,790 SH OTHER 0 0 1,790 COMCAST CORP NEW CL A SPL 20030N200 1,151 36,643 SH SOLE 36,643 0 0 CVS CAREMARK CORPORATION COM 126650100 1,871 39,373 SH SOLE 1,860 37,513 0 CVS CAREMARK CORPORATION COM 126650100 250 5,260 SH DEFINED 0 5,260 0 CVS CAREMARK CORPORATION COM 126650100 55 1,150 SH OTHER 0 0 1,150 CVS CAREMARK CORPORATION COM 126650100 1,303 27,883 SH SOLE 27,883 0 0 DANA HLDG CORP COM 235825205 1,092 92,565 SH SOLE 4,200 88,365 0 DANA HLDG CORP COM 235825205 162 13,700 SH DEFINED 0 13,700 0 DANA HLDG CORP COM 235825205 30 2,570 SH OTHER 0 0 2,570 DANA HLDG CORP COM 235825205 762 59,500 SH SOLE 59,500 0 0 EXAR CORP COM 300645108 233 28,702 SH SOLE 28,702 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 1,065 51,000 SH SOLE 0 51,000 0 GLOBAL X FDS GLB X URANIUM 37950E754 246 33,000 SH SOLE 33,000 0 0 HCA HOLDINGS INC COM 40412C101 1,115 36,627 SH SOLE 36,627 0 0 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 484 35,000 SH SOLE 0 35,000 0 HSN INC COM 404303109 1,313 32,530 SH SOLE 32,530 0 0 ISHARES TR RUSSELL 2000 464287655 875 11,000 SH PUT SOLE 11,000 0 0 ISHARES TR RUSSELL 2000 464287655 2,546 32,000 SH PUT SOLE 32,000 0 0 ISHARES TR RUSSELL 2000 464287655 4,137 52,000 SH PUT SOLE 52,000 0 0 LEAR CORP COM NEW 521865204 2,235 60,339 SH SOLE 2,300 58,039 0 LEAR CORP COM NEW 521865204 254 6,860 SH DEFINED 0 6,860 0 LEAR CORP COM NEW 521865204 53 1,440 SH OTHER 0 0 1,440 LEAR CORP COM NEW 521865204 1,351 35,800 SH SOLE 35,800 0 0 MAIDEN HOLDINGS LTD COM G5753U112 222 25,147 SH SOLE 4,260 20,887 0 MAIDEN HOLDINGS LTD COM G5753U112 1,209 139,241 SH SOLE 139,241 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 799 19,165 SH SOLE 890 18,275 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 112 2,690 SH DEFINED 0 2,690 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 23 550 SH OTHER 0 0 550 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 748 16,700 SH SOLE 16,700 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 776 40,400 SH SOLE 40,400 0 0 MICROSOFT CORP COM 594918104 2,658 92,853 SH SOLE 4,090 88,763 0 MICROSOFT CORP COM 594918104 318 11,090 SH DEFINED 0 11,090 0 MICROSOFT CORP COM 594918104 78 2,730 SH OTHER 0 0 2,730 MOVE INC COM NEW 62458M207 534 58,711 SH SOLE 58,711 0 0 NEW MTN FIN CORP COM 647551100 400 28,200 SH SOLE 0 28,200 0 NEW MTN FIN CORP COM 647551100 14 1,000 SH DEFINED 0 1,000 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------- ----- NEW MTN FIN CORP COM 647551100 6 400 SH OTHER 0 0 400 OCWEN FINL CORP COM NEW 675746309 674 35,871 SH SOLE 35,871 0 0 PATRICK INDS INC COM 703343103 274 21,511 SH SOLE 21,511 0 0 PENNANTPARK INVT CORP COM 708062104 2,510 239,770 SH SOLE 10,620 229,150 0 PENNANTPARK INVT CORP COM 708062104 337 32,198 SH DEFINED 0 32,198 0 PENNANTPARK INVT CORP COM 708062104 69 6,620 SH OTHER 0 0 6,620 PENNANTPARK INVT CORP COM 708062104 1,325 128,046 SH SOLE 128,046 0 0 PFIZER INC COM 717081103 1,443 63,658 SH SOLE 2,920 60,738 0 PFIZER INC COM 717081103 184 8,100 SH DEFINED 0 8,100 0 PFIZER INC COM 717081103 41 1,790 SH OTHER 0 0 1,790 PROSHARES TR PSHS SHTFINL ETF 74347R230 592 18,400 SH SOLE 18,400 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 1,218 33,400 SH SOLE 33,400 0 0 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 323 10,000 SH SOLE 10,000 0 0 SCHLUMBERGER LTD COM 806857108 167 2,560 SH DEFINED 0 2,560 0 SCHLUMBERGER LTD COM 806857108 36 550 SH OTHER 0 0 550 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 293 20,000 SH PUT SOLE 20,000 0 0 SHAW GROUP INC COM 820280105 2,611 101,290 SH SOLE 4,700 96,590 0 SHAW GROUP INC COM 820280105 375 14,540 SH DEFINED 0 14,540 0 SHAW GROUP INC COM 820280105 75 2,900 SH OTHER 0 0 2,900 SHAW GROUP INC COM 820280105 2,517 92,150 SH SOLE 92,150 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1,186 38,450 SH SOLE 1,690 36,760 0 TE CONNECTIVITY LTD REG SHS H84989104 151 4,910 SH DEFINED 0 4,910 0 TE CONNECTIVITY LTD REG SHS H84989104 32 1,030 SH OTHER 0 0 1,030 THERMO FISHER SCIENTIFIC INC COM 883556102 2,979 57,895 SH SOLE 2,171 55,724 0 THERMO FISHER SCIENTIFIC INC COM 883556102 340 6,600 SH DEFINED 0 6,600 0 THERMO FISHER SCIENTIFIC INC COM 883556102 65 1,270 SH OTHER 0 0 1,270 THERMO FISHER SCIENTIFIC INC COM 883556102 1,790 34,485 SH SOLE 34,485 0 0 TWO HBRS INVT CORP COM 90187B101 1,272 118,642 SH SOLE 5,430 113,212 0 TWO HBRS INVT CORP COM 90187B101 178 16,580 SH DEFINED 0 16,580 0 TWO HBRS INVT CORP COM 90187B101 36 3,330 SH OTHER 0 0 3,330 TWO HBRS INVT CORP COM 90187B101 984 95,027 SH SOLE 95,027 0 0 TYCO INTERNATIONAL LTD SHS H89128104 3,275 64,233 SH SOLE 2,340 61,893 0 TYCO INTERNATIONAL LTD SHS H89128104 407 7,980 SH DEFINED 0 7,980 0 TYCO INTERNATIONAL LTD SHS H89128104 93 1,830 SH OTHER 0 0 1,830 TYCO INTERNATIONAL LTD SHS H89128104 794 15,026 SH SOLE 15,026 0 0 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 2,702 71,233 SH SOLE 2,880 68,353 0 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 356 9,380 SH DEFINED 0 9,380 0 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 66 1,750 SH OTHER 0 0 1,750 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 1,330 35,787 SH SOLE 35,787 0 0 WEBMD HEALTH CORP COM 94770V102 279 13,596 SH SOLE 13,596 0 0 WELLPOINT INC COM 94973V107 2,313 37,876 SH SOLE 1,540 36,336 0 WELLPOINT INC COM 94973V107 347 5,690 SH DEFINED 0 5,690 0 WELLPOINT INC COM 94973V107 66 1,080 SH OTHER 0 0 1,080 WELLPOINT INC COM 94973V107 1,943 30,459 SH SOLE 30,459 0 0 WPX ENERGY INC COM 98212B103 400 24,707 SH SOLE 24,707 0 0 XEROX CORP COM 984121103 322 43,475 SH SOLE 5,930 37,545 0 XEROX CORP COM 984121103 24 3,310 SH DEFINED 0 3,310 0 XEROX CORP COM 984121103 15 2,080 SH OTHER 0 0 2,080 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PCRP 78467Y107 206 1,220 SH DEFINED 0 1,220 0