-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvNz5uuRtNftIWR9yTLSasiS7sIOLY2JscGtB5MrzHBA7+CiOjA+Fx5ezvZ5n9dd J7oqM5sJyH6MEw1ZZOWi6A== 0000928816-08-001059.txt : 20080814 0000928816-08-001059.hdr.sgml : 20080814 20080814163534 ACCESSION NUMBER: 0000928816-08-001059 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TH LEE PUTNAM INVESTMENT TRUST CENTRAL INDEX KEY: 0001140009 IRS NUMBER: 046943298 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-10373 FILM NUMBER: 081019694 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 N-PX 1 a_thleenpx.htm TH LEE, PUTNAM INVESTMENT TRUST thlee_npx.htm

******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-10373
Reporting Period: 07/01/2007 - 06/30/2008
TH Lee, Putnam Investment Trust

=============== TH LEE, PUTNAM EMERGING OPPORTUNITIES PORTFOLIO ================

ALLIANT TECHSYSTEMS INC.         
 
Ticker:   ATK   Security ID: 018804104       
Meeting Date:  JUL 31, 2007 Meeting Type:   Annual      
Record Date:   JUN 4, 2007        
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Frances D. Cook   For  For  Management 
1.2  Elect Director Martin C. Faga   For  For  Management 
1.3  Elect Director Ronald R. Fogleman   For  For  Management 
1.4  Elect Director Cynthia L. Lesher   For  For  Management 
1.5  Elect Director Douglas L. Maine   For  For  Management 
1.6  Elect Director Roman Martinez, IV   For  For  Management 
1.7  Elect Director Daniel J. Murphy   For  For  Management 
1.8  Elect Director Mark H. Ronald   For  For  Management 
1.9  Elect Director Michael T. Smith   For  For  Management 
1.10  Elect Director William G. Van Dyke   For  For  Management 
2  Ratify Auditors   For  For  Management 
3  Amend Omnibus Stock Plan   For  For  Management 
4  Report on Depleted Uranium Weapons   Against  Against  Shareholder 
  Components        
 
 
 
AVNET, INC.           
 
Ticker:   AVT    Security ID:  053807103       
Meeting Date:  NOV 8, 2007  Meeting Type: Annual     
Record Date:   SEP 10, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Eleanor Baum  For  For  Management 
1.2  Elect Director J. Veronica Biggins  For  For  Management 
1.3  Elect Director Lawrence W. Clarkson  For  For  Management 
1.4  Elect Director Ehud Houminer  For  For  Management 
1.5  Elect Director James A. Lawrence  For  For  Management 
1.6  Elect Director Frank R. Noonan  For  For  Management 
1.7  Elect Director Ray M. Robinson  For  For  Management 


1.8  Elect Director Gary L. Tooker  For  For  Management 
1.9  Elect Director Roy Vallee  For  For  Management 
2  Approve Executive Incentive Bonus Plan  For   For  Management 
3  Ratify Auditors    For  For  Management 
 
 
 
AVOCENT CORPORATION         
 
Ticker:   AVCT     Security ID:  053893103     
Meeting Date:  JUL 26, 2007      Meeting Type:   Annual     
Record Date:  MAY 31, 2007             
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director William H. Mcaleer  For  For  Management 
1.2  Elect Director David P. Vieau  For  For  Management 
1.3  Elect Director Doyle C. Weeks  For  For  Management 
2  Ratify Auditors    For  For  Management 
 
 
 
CHECKFREE CORP.         
 
Ticker:   CKFR    Security ID:  162813109       
Meeting Date:  OCT 23, 2007    Meeting Type:   Special      
Record Date:  SEP 19, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Approve Merger Agreement  For  Did Not  Management 
          Vote   
2  Adjourn Meeting    For  Did Not  Management 
          Vote   
 
 
 
 
CHICAGO BRIDGE & IRON CO.         
 
Ticker:   CBI   Security ID:  167250109       
Meeting Date:  NOV 16, 2007    Meeting Type:  Special        
Record Date:  OCT 17, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  TO APPROVE AND AUTHORIZE THE ACQUISITION   For  For  Management 
  OF THE LUMMUS GLOBAL BUSINESS OF ABB ASEA     
  BROWN BOVERI LTD. BY CB&I OR DIRECT OR     
  INDIRECT WHOLLY-OWNED SUBSIDIARIES OF       
  CB&I.         
 
 
 
CLEVELAND-CLIFFS INC.         


Ticker:   CLF   Security ID:  185896107       
Meeting Date:  JUL 27, 2007  Meeting Type:   Annual      
Record Date:  JUN 7, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Ronald C. Cambre  For  For  Management 
1.2  Elect Director Joseph A. Carrabba  For  For  Management 
1.3  Elect Director Susan M. Cunningham  For  For  Management 
1.4  Elect Director Barry J. Eldridge  For  For  Management 
1.5  Elect Director Susan M. Green  For  For  Management 
1.6  Elect Director James D. Ireland, III  For  For  Management 
1.7  Elect Director Francis R. McAllister  For  For  Management 
1.8  Elect Director Roger Phillips  For  For  Management 
1.9  Elect Director Richard K. Riederer  For  For  Management 
1.10  Elect Director Alan Schwartz  For  For  Management 
2  Approve Omnibus Stock Plan  For  For  Management 
3  Approve Executive Incentive Bonus Plan For  For  Management 
4  Ratify Auditors    For  For  Management 
 
 
 
 
COMTECH TELECOMMUNICATIONS CORP.       
 
Ticker:   CMTL     Security ID:  205826209      
Meeting Date:  DEC 6, 2007      Meeting Type:   Annual       
Record Date:  OCT 8, 2007             
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Fred Kornberg  For  For  Management 
1.2  Elect Director Edwin Kantor  For  For  Management 
1.3  Elect Director Robert G. Paul  For  For  Management 
2  Amend Bylaws    For  For  Management 
3  Amend Omnibus Stock Plan  For  Against  Management 
4  Ratify Auditors    For  For  Management 
 
 
 
 
DRESS BARN, INC., THE         
 
Ticker:   DBRN   Security ID:  261570105      
Meeting Date:  NOV 28, 2007    Meeting Type:   Annual      
Record Date:  OCT 19, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Elliot S. Jaffe  For  For  Management 
1.2  Elect Director Burt Steinberg  For  For  Management 
 
 
 
FREEPORT-MCMORAN COPPER & GOLD INC.       
 
Ticker:   FCX    Security ID:   35671D857      
Meeting Date: JUL 10, 2007  Meeting Type:   Annual      


Record Date:  MAY 25, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Richard C. Adkerson  For  For  Management 
1.2  Elect Director Robert J. Allison, Jr.  For  For  Management 
1.3  Elect Director Robert A. Day  For  For  Management 
1.4  Elect Director Gerald J. Ford  For  For  Management 
1.5  Elect Director H. Devon Graham, Jr.  For  For  Management 
1.6  Elect Director J. Bennett Johnston  For  Withhold  Management 
1.7  Elect Director Charles C. Krulak  For  For  Management 
1.8  Elect Director Bobby Lee Lackey  For  For  Management 
1.9  Elect Director Jon C. Madonna  For  For  Management 
1.10  Elect Director Dustan E. McCoy  For  For  Management 
1.11  Elect Director Gabrielle K. McDonald  For  Withhold  Management 
1.12  Elect Director James R. Moffett  For  For  Management 
1.13  Elect Director B.M. Rankin, Jr.  For  Withhold  Management 
1.14  Elect Director J. Stapleton Roy  For  Withhold  Management 
1.15  Elect Director Stephen H. Siegele  For  For  Management 
1.16  Elect Director J. Taylor Wharton  For  For  Management 
2  Ratify Auditors    For  For  Management 
3  Amend Omnibus Stock Plan  For  For  Management 
 
 
 
 
FTD GROUP, INC.         
 
Ticker:   FTD    Security ID:   30267U108      
Meeting Date:  NOV 14, 2007    Meeting Type:  Annual       
Record Date:  SEP 26, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Peter J. Nolan  For  Withhold  Management 
1.2  Elect Director Robert S. Apatoff  For  Withhold  Management 
1.3  Elect Director Adam M. Aron  For  Withhold  Management 
1.4  Elect Director John M. Baumer  For  Withhold  Management 
1.5  Elect Director William J. Chardavoyne  For  Withhold  Management 
1.6  Elect Director Timothy J. Flynn  For  Withhold  Management 
1.7  Elect Director Ted C. Nark  For  Withhold  Management 
1.8  Elect Director Michael J. Soenen  For  Withhold  Management 
1.9  Elect Director Thomas M. White  For  Withhold  Management 
1.10  Elect Director Carrie A. Wolfe  For  Withhold  Management 
2  Ratify Auditors    For  For  Management 
 
 
 
HARRIS CORP.         
 
Ticker:   HRS    Security ID:  413875105       
Meeting Date:  OCT 26, 2007    Meeting Type:   Annual       
Record Date:  AUG 31, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Thomas A. Dattilo  For  For  Management 
2  Elect Director Howard Lance  For  For  Management 


3  Elect Director James C. Stoffel  For  For  Management 
4  Ratify Auditors    For  For  Management 
 
 
 
 
JACK HENRY & ASSOCIATES, INC.         
 
Ticker:   JKHY   Security ID:   426281101      
Meeting Date:  OCT 30, 2007    Meeting Type:   Annual       
Record Date:  SEP 17, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Jerry D. Hall  For  For  Management 
1.2  Elect Director Michael E. Henry  For  For  Management 
1.3  Elect Director James J. Ellis  For  For  Management 
1.4  Elect Director Craig R. Curry  For  For  Management 
1.5  Elect Director Wesley A. Brown  For  For  Management 
1.6  Elect Director Matthew C. Flanigan  For  For  Management 
1.7  Elect Director Marla K. Shepard  For  For  Management 
1.8  Elect Director John F. Prim  For  For  Management 
2  Amend Qualified Employee Stock Purchase  For  For  Management 
  Plan         
3  Approve Executive Incentive Bonus Plan  For  For  Management 
 
 
 
 
JACKSON HEWITT TAX SERVICE, INC.       
 
Ticker:   JTX    Security ID:   468202106       
Meeting Date:  SEP 20, 2007      Meeting Type:   Annual       
Record Date:  JUL 25, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Louis P. Salvatore  For  For  Management 
1.2  Elect Director Michael D. Lister  For  For  Management 
1.3  Elect Director Margeret Milner Richardson  For   For  Management 
2  Ratify Auditors    For  For  Management 
 
 
 
 
JAKKS PACIFIC, INC.         
 
Ticker:   JAKK    Security ID:  47012E106        
Meeting Date:  AUG 17, 2007      Meeting Type:   Annual       
Record Date:  JUL 2, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Jack Friedman  For  For  Management 
1.2  Elect Director Stephen G. Berman  For  For  Management 
1.3  Elect Director Dan Almagor  For  For  Management 
1.4  Elect Director David C. Blatte  For  For  Management 
1.5  Elect Director Robert E. Glick  For  For  Management 
1.6  Elect Director Michael G. Miller  For  For  Management 


1.7  Elect Director Murray L. Skala  For  Withhold  Management 
2  Ratify Auditors    For  For  Management 
3  Other Business    For  Against  Management 
 
 
 
 
PARKER-HANNIFIN CORP.         
 
Ticker:   PH   Security ID:  701094104       
Meeting Date:  OCT 24, 2007    Meeting Type:  Annual        
Record Date:  AUG 31, 2007             
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Linda S. Harty  For  Withhold  Management 
1.2  Elect Director Candy M. Obourn  For  Withhold  Management 
1.3  Elect Director Donald E. Washkewicz  For  Withhold  Management 
2  Declassify the Board of Directors  For  For  Management 
3  Ratify Auditors    For  For  Management 
 
 
 
 
RESPIRONICS, INC.         
 
Ticker:   RESP    Security ID:  761230101      
Meeting Date:  NOV 13, 2007    Meeting Type:   Annual      
Record Date:  SEP 28, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Douglas A. Cotter, Phd  For  For  Management 
1.2  Elect Director Gerald E. McGinnis  For  For  Management 
1.3  Elect Director Craig B. Reynolds  For  For  Management 
1.4  Elect Director Candace L. Littell  For  For  Management 
2  Ratify Auditors    For  For  Management 
 
 
 
 
RF MICRO DEVICES, INC.         
 
Ticker:   RFMD   Security ID:  749941100     
Meeting Date:  AUG 9, 2007    Meeting Type:  Annual        
Record Date:  JUN 4, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Dr. Albert E. Paladino  For  For  Management 
1.2  Elect Director Robert A. Bruggeworth  For  For  Management 
1.3  Elect Director Daniel A. Dileo  For  For  Management 
1.4  Elect Director Jeffery R. Gardner  For  For  Management 
1.5  Elect Director John R. Harding  For  For  Management 
1.6  Elect Director David A. Norbury  For  For  Management 
1.7  Elect Director William J. Pratt  For  For  Management 
1.8  Elect Director Erik H. Van Der Kaay  For  For  Management 
1.9  Elect Director W.H. Wilkinson, Jr.  For  For  Management 
2  Ratify Auditors    For  For  Management 


  
 
ULTRAPETROL BAHAMAS LTD         
 
Ticker:   ULTR   Security ID:   P94398107     
Meeting Date:  AUG 8, 2007    Meeting Type:   Annual     
Record Date:  JUN 26, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  TO VOTE FOR, AGAINST OR WITHHOLD FROM  For  For  Management 
  VOTING ON THE APPROVAL OF THE FINANCIAL       
  STATEMENTS OF THE COMPANY FOR THE YEAR       
  ENDED 31 DECEMBER, 2006 AND THE AUDITORS       
  REPORT THEREON. APPROVAL OF THE AUDITED       
  FINANCIAL STATEMENTS AND AUDITORS REPORT.       
2  RE-ELECTION OF THE DIRECTOR: FELIPE  For  Against  Management 
  MENENDEZ ROSS         
3  RE-ELECTION OF THE DIRECTOR: RICARDO  For  Against  Management 
  MENENDEZ ROSS         
4  RE-ELECTION OF THE DIRECTOR: JAMES F.  For  Against  Management 
  MARTIN         
5  RE-ELECTION OF THE DIRECTOR: KATHERINE A. For  Against  Management 
  DOWNS         
6  RE-ELECTION OF THE DIRECTOR: LEONARD J.  For  Against  Management 
  HOSKINSON         
7  RE-ELECTION OF THE DIRECTOR: MICHAEL C.  For  Against  Management 
  HAGAN         
8  RE-ELECTION OF THE DIRECTOR: GEORGE WOOD  For  Against  Management 
9  TO RATIFY AND CONFIRM ALL ACTS,  For  For  Management 
  TRANSACTIONS AND PROCEEDINGS OF       
  DIRECTORS, OFFICERS AND EMPLOYEES OF THE       
  COMPANY FOR THE FINANCIAL YEAR ENDED 31       
  DECEMBER, 2006 AND INDEMNIFYING THE       
  DIRECTORS, OFFICERS AND EMPLOYEES AGAINST       
  ALL CLAIMS.         
 
 
  
 
WATSON WYATT WORLDWIDE INC         
 
Ticker:   WW   Security ID:  942712100       
Meeting Date:  NOV 16, 2007    Meeting Type:  Annual        
Record Date:  OCT 1, 2007           
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director John J. Gabarro  For  For  Management 
1.2  Elect Director John J. Haley  For  For  Management 
1.3  Elect Director R. Michael Mccullough  For  For  Management 
1.4  Elect Director Kevin L. Meehan  For  For  Management 
1.5  Elect Director Brendan R. O’Neill  For  For  Management 
1.6  Elect Director Linda D. Rabbitt  For  For  Management 
1.7  Elect Director C. Ramamurthy  For  For  Management 
1.8  Elect Director Gilbert T. Ray  For  For  Management 


1.9  Elect Director John C. Wright  For  For  Management 
2  Ratify Auditors  For  For  Management 
 
========== END NPX REPORT       


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) TH LEE, PUTNAM INVESTMENT TRUST

By (Signature and Title)  /s/ James F. Clark 
  ---------------------------- 
  James F. Clark 
  Vice President and Assistant Clerk 

Date August 14, 2008


-----END PRIVACY-ENHANCED MESSAGE-----