0001179110-14-013074.txt : 20140820 0001179110-14-013074.hdr.sgml : 20140820 20140820172137 ACCESSION NUMBER: 0001179110-14-013074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140818 FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACEY DENNIS J CENTRAL INDEX KEY: 0001139999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 141055673 4 1 edgar.xml FORM 4 - X0306 4 2014-08-18 0 0001425565 Real Goods Solar, Inc. RGSE 0001139999 LACEY DENNIS J C/O REAL GOODS SOLAR, INC., 833 WEST SOUTH BOULDER ROAD LOUISVILLE CO 80027 1 1 0 0 CEO Employee stock option (right to buy) 2.06 2014-08-18 4 A 0 300000 0 A 2021-08-18 Class A Common Stock 300000 300000 D The option vests in 2% monthly installments on the first day of each calendar month, beginning on 7/1/2015 and ending on 8/1/2019, when the option becomes fully vested. /s/ Rikard D. Lundberg, Attorney-in-Fact for Dennis J. Lacey 2014-08-20