0001144204-18-064614.txt : 20181214 0001144204-18-064614.hdr.sgml : 20181214 20181214142933 ACCESSION NUMBER: 0001144204-18-064614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181214 FILED AS OF DATE: 20181214 DATE AS OF CHANGE: 20181214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACEY DENNIS J CENTRAL INDEX KEY: 0001139999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 181235337 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 4 1 tv509192_4.xml OWNERSHIP DOCUMENT X0306 4 2018-12-14 0 0001425565 Real Goods Solar, Inc. RGSE] 0001139999 LACEY DENNIS J C/O REAL GOODS SOLAR, INC. 110 16TH STREET, SUITE 300 DENVER CO 80202 1 1 0 0 CEO Class A Common Stock 2018-12-14 4 P 0 100000 0.57 A 155000 I See Footnote The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5538 to $0.5884, inclusive. The reporting person undertakes to provide Real Goods Solar, Inc., any securities holder of Real Goods Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote (1) to this Form 4. By Inside Limited Partnership, a limited partnership of which each of the reporting person and his wife is both a general and limited partner. /s/ Dennis J. Lacey 2018-12-14