0001144204-18-036012.txt : 20180627 0001144204-18-036012.hdr.sgml : 20180627 20180627133525 ACCESSION NUMBER: 0001144204-18-036012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180621 FILED AS OF DATE: 20180627 DATE AS OF CHANGE: 20180627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACEY DENNIS J CENTRAL INDEX KEY: 0001139999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 18921255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 4 1 tv497391_form4.xml FORM 4 X0306 4 2018-06-21 0 0001425565 Real Goods Solar, Inc. RGSE 0001139999 LACEY DENNIS J C/O REAL GOODS SOLAR, INC. 110 16TH STREET, SUITE 300 DENVER CO 80202 1 1 0 0 CEO Employee Stock Option 1.08 2018-06-21 4 A 0 190000 0 A 2025-06-21 Class A Common Stock 190000 190070 D 8.3% of the option vests in quarterly installments on the last day of each calendar quarter, beginning on June 30, 2018 and ending on March 31, 2021 when the option becomes fully vested. /s/ Dennis Lacey 2018-06-27